RIA News

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Consumer Bureau kerfuffle stays off presidential campaign agenda
RETIREMENT PLANNING JAN 13, 2012
Consumer Bureau kerfuffle stays off presidential campaign agenda

Obama's CPFB appointment won't propel Dodd-Frank into GOP debate

By Mark Schoeff Jr.
RIA NEWS JAN 13, 2012
Bill Gross: Prepare for the 'para'-normal

How many ways can you say “it's different this time?”

By Bill Gross
MetLife must defend lawsuit over retained asset checkbook
LIFE INSURANCE AND ANNUITIES JAN 13, 2012
MetLife must defend lawsuit over retained asset checkbook

MetLife Inc. must defend a lawsuit by the beneficiary of a policy who claimed the insurer paid $302,000 to the wrong person.

By Doug Cubberley
Half mast: Legg Mason's Bill Miller stepping down from flagship fund
RIA NEWS JAN 13, 2012
Half mast: Legg Mason's Bill Miller stepping down from flagship fund

Famed boss of Value Trust on a losing streak; to stay on as head of capital management unit

By John Goff
RIA NEWS JAN 13, 2012
Fan who returned Jeter's ball needs conference at the mound with financial adviser

By Doug Cubberley
Former E-Trade CEO leads management buyout of Jefferson National
LIFE INSURANCE AND ANNUITIES JAN 12, 2012
Former E-Trade CEO leads management buyout of Jefferson National

Caplan oversees $83 million acquisition of flat-fee VA seller; targets RIAs

By Darla Mercado
Experts not queueing up for Suze Orman's new debit card
RIA NEWS JAN 12, 2012
Experts not queueing up for Suze Orman's new debit card

Suze Orman's new prepaid debit card will come with fees of at least $36 a year

By Liz Skinner
RETIREMENT PLANNING JAN 12, 2012
10 worst states for retirement

By John Goff
RETIREMENT PLANNING JAN 12, 2012
ROI for RIAs

Technology is not just another expense item detracting from take-home pay and profit distributions. For top-performing Registered Investment Advisors (RIAs), it's viewed as a long-term investment that generates growth and higher profitability.

By Mark Bruno
Insider: Morgan Keegan still waiting for new dance partner
INDEPENDENT BROKER DEALERS JAN 12, 2012
Insider: Morgan Keegan still waiting for new dance partner

Another week, another potential suitor of Morgan Keegan & Co. is reportedly out of the picture.

By Bloomberg
MUTUAL FUNDS JAN 12, 2012
DWS shareholders in a holding pattern

There's no need for shareholders of DWS Investments' mutual funds to rush to the exits.

By Jason Kephart
Wealthy worried kids will fritter away inheritance
RIA NEWS JAN 12, 2012
Wealthy worried kids will fritter away inheritance

Almost a quarter of wealthy individuals in the U.S. don't trust their children or stepchildren to protect the assets they plan on leaving the next generation.

By Liz Skinner
EQUITIES JAN 11, 2012
Buying bonds for safety is a losing strategy: Ave Maria manager

Buying bonds for safety, when so many stocks are yielding such attractive dividends, is a losing strategy: Ave Maria manager.

By Jeff Benjamin
More Morgan Keegan advisers hit the road
INDEPENDENT BROKER DEALERS JAN 11, 2012
More Morgan Keegan advisers hit the road

The trickle of advisers leaving Morgan Keegan & Co. since it was put on the block by parent Regions Financial Corp. in June is picking up volume.

By Andrew Osterland
RETIREMENT PLANNING JAN 11, 2012
Helping retired clients prepare for health care costs

By Darla Mercado
RETIREMENT PLANNING JAN 11, 2012
Health insurance premiums soar

U.S. workers' health insurance premiums rose 63% between 2003 and 2010 as employers shifted more of the burden of rising medical costs to individuals and families, according to a study from The Commonwealth Fund

By Bloomberg
RIA NEWS JAN 11, 2012
One simple solution: Outside auditors

By MFXFeeder
Ultrarich well aware of tax loophole on unrealized gains
RETIREMENT PLANNING JAN 11, 2012
Ultrarich well aware of tax loophole on unrealized gains

Avoid paying the IRS using complicated stock sale strategies; effective tax rate for billionaires now down to 18%

By John Goff
RIA NEWS JAN 11, 2012
IRS warns weaker enforcement, slow service would follow cuts

The Internal Revenue Service is reducing spending in anticipation of budget cuts for this fiscal year, commissioner Douglas Shulman wrote in a letter to lawmakers last week

By Doug Cubberley
U.S. may be entering another recession, Roubini says
RIA NEWS JAN 11, 2012
U.S. may be entering another recession, Roubini says

Economist Nouriel Roubini said the U.S. economy could be entering another recession just as policymakers' options dwindle and the European debt crisis looms

By Doug Cubberley