RIA News

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Wristy business? Luxury watches turn back time
RIA NEWS MAR 12, 2024
Wristy business? Luxury watches turn back time

Report reveals demand for rare timepieces has weakened.

By Bloomberg
Financial insecurity among Americans hits new high
RIA NEWS MAR 11, 2024
Financial insecurity among Americans hits new high

With inflation leading their concerns, survey finds two-fifths of respondents are playing defense in their savings and investments.

By Leo Almazora
Limra partnership takes aim at life insurance, retirement plan fraud
RETIREMENT PLANNING MAR 11, 2024
Limra partnership takes aim at life insurance, retirement plan fraud

The collaboration aims to empower insurers, retirement service providers and other stakeholders against financial crime.

By Leo Almazora
Mother joins daughter at $28B firm
RIA NEWS MAR 11, 2024
Mother joins daughter at $28B firm

Marianne Carter says her move was motivated by the need for a succession plan.

By Josh Welsh
Advisors, don’t overlook these items during tax season
RIA NEWS MAR 11, 2024
Advisors, don’t overlook these items during tax season

A host of new rules and regulations impacting high-net-worth individuals take effect this year, not to mention a significant old one that’s expiring at the end of 2025.

By Gregg Greenberg
RFG Advisory aims to be a leading name for independent advisors
RIA NEWS MAR 11, 2024
RFG Advisory aims to be a leading name for independent advisors

Hybrid firm adds trio to executive leadership team.

By Steve Randall
Compound Planning adds six advisors to its digital family office
RIA NEWS MAR 11, 2024
Compound Planning adds six advisors to its digital family office

Advisor recruiting at the firm has already surpassed last year's total.

By Steve Randall
US futures retreat ahead of data-heavy week
RIA NEWS MAR 11, 2024
US futures retreat ahead of data-heavy week

Investors are awaiting US CPI stats Tuesday among other releases.

By Bloomberg
Bond investors want more EU debt amid Russia tensions
FIXED INCOME MAR 11, 2024
Bond investors want more EU debt amid Russia tensions

Higher defense spending is on the agenda to boost AAA-rated bonds.

By Bloomberg
K-12 financial education has grown stronger
RIA NEWS MAR 10, 2024
K-12 financial education has grown stronger

Biennial research reveals ‘banner two years’ as wave of legislation drives personal finance and economics courses in high schools.

By Leo Almazora
Fidelity to cut about 700 jobs
RIA NEWS MAR 08, 2024
Fidelity to cut about 700 jobs

The move affects less than 1% of the workforce, according to a Fidelity spokesperson.

By Bloomberg
How much do wirehouse advisors hate selling for the bank?
INDEPENDENT BROKER DEALERS MAR 08, 2024
How much do wirehouse advisors hate selling for the bank?

Financial advisors simply can't stand conflicts that mix banking and financial advice.

By Bruce Kelly
Hightower CEO says RIA acquisition prices remain reasonable
RIA NEWS MAR 08, 2024
Hightower CEO says RIA acquisition prices remain reasonable

'There's more net new RIAs being created every year, so consolidation is still a long way from playing out,' Bob Oros says.

By Gregg Greenberg
BlackRock buying SpiderRock to expand customized investing strategies
RIA NEWS MAR 08, 2024
BlackRock buying SpiderRock to expand customized investing strategies

The deal will increase BlackRock's ability to offer tax-efficient investment services, especially those relying on options trading, the company said.

By Bloomberg
Sanctuary lands $1B team from Stifel
RIA NEWS MAR 08, 2024
Sanctuary lands $1B team from Stifel

The Indianapolis advisory practice, which includes a five-decade industry veteran, is Sanctuary's third big firm in the area.

By Leo Almazora
An RIA by women for women (and everyone)
RIA NEWS MAR 08, 2024
An RIA by women for women (and everyone)

Expressive Wealth, led by women, takes an approach that includes having a clinical psychologist on staff.

By Emile Hallez
UBS shares surge on Morgan Stanley upgrade
WIREHOUSES MAR 08, 2024
UBS shares surge on Morgan Stanley upgrade

The wirehouse's stock hit its highest level since 2008 after an analyst upgraded it to overweight, predicting a revival in deal-making.

By Bloomberg
Bluespring Wealth Partners creates $1.4B Florida hub
RIA NEWS MAR 08, 2024
Bluespring Wealth Partners creates $1.4B Florida hub

Two partner firms combine to provide enhanced services for clients and team.

By Steve Randall
US homeowners have increased equity by $1.3T: CoreLogic
RIA NEWS MAR 08, 2024
US homeowners have increased equity by $1.3T: CoreLogic

Fewer homeowners are in negative equity as prices rise nationwide.

By Steve Randall
Easterly hires former BlackRock iShares exec to expand reach
RIA NEWS MAR 08, 2024
Easterly hires former BlackRock iShares exec to expand reach

The firm also has a new head of business development amid growth strategy.

By Steve Randall