RIA News

Displaying 37545 results
Morgan Stanley, Rothschild among elite focusing on UAE
RIA NEWS NOV 30, 2023
Morgan Stanley, Rothschild among elite focusing on UAE

Wealthy clients in the Middle East are attracting big hitters.

By Bloomberg
Hedge fund duo wants traders to risk their own money
RIA NEWS NOV 30, 2023
Hedge fund duo wants traders to risk their own money

They aim to upend the traditional hedge traders fund model.

By Bloomberg
OPEC+ meeting could result in deeper cuts
RIA NEWS NOV 30, 2023
OPEC+ meeting could result in deeper cuts

Prices are flagging and the cartel will be keen to add support.

By Bloomberg
Wells Fargo loses another executive, this time to LPL
INDEPENDENT BROKER DEALERS NOV 29, 2023
Wells Fargo loses another executive, this time to LPL

Jim McHale is the new chief compliance officer at LPL Financial.

By Bruce Kelly
Keeping clients’ objectives at the heart of investment strategy
WOMEN ADVISOR COMMUNITY NOV 29, 2023
Keeping clients’ objectives at the heart of investment strategy

The journey of Caryn Zweig, CEO of Abner Herrman & Brock Asset Management, has been marked by a keen eye for how and when to invest.

By InvestmentNews
Supreme Court arguments cast doubt on SEC's use of in-house judges
REGULATION, LEGAL & COMPLIANCE NOV 29, 2023
Supreme Court arguments cast doubt on SEC's use of in-house judges

Conservative justices suggest that people accused of fraud by the SEC have a constitutional right to go before a federal court jury.

By Bloomberg
Fund providers and investment research platforms in the spotlight
RIA NEWS NOV 29, 2023
Fund providers and investment research platforms in the spotlight

InvestmentNews invites readers to participate in the search for the best fund providers and investment research platforms.

By InvestmentNews
LaSalle St. attracts $550M team with 50-year history to its network
RIA NEWS NOV 29, 2023
LaSalle St. attracts $550M team with 50-year history to its network

Firm operating across five states switches from Western International.

By Steve Randall
T. Rowe Price to reestablish role of head of global investments in 2024
RIA NEWS NOV 29, 2023
T. Rowe Price to reestablish role of head of global investments in 2024

The role was previously held by Rob Sharps, who became CEO in 2022.

By Steve Randall
Gold continues rally amid Fed rate cut expectations
RIA NEWS NOV 29, 2023
Gold continues rally amid Fed rate cut expectations

The precious metal is up around 13% since October.

By Bloomberg
Should advisors go for the gold in 2024?
RIA NEWS NOV 28, 2023
Should advisors go for the gold in 2024?

Gold has been a bright spot in client portfolios so far in 2023, but will it continue to shine in the new year?

By Gregg Greenberg
Charles Munger dies aged 99
RIA NEWS NOV 28, 2023
Charles Munger dies aged 99

Warren Buffett pays tribute to the foil and sidekick who helped build Berkshire Hathaway empire.

By Bloomberg
Creative Planning acquires $535M Delaware RIA
RIA NEWS NOV 28, 2023
Creative Planning acquires $535M Delaware RIA

Wilmington-based Daniels + Tansey provides integrated financial advisory, tax planning and investment management services to individuals, families and small businesses.

By InvestmentNews
Are retirees’ nonworking assets dragging them down?
RETIREMENT PLANNING NOV 28, 2023
Are retirees’ nonworking assets dragging them down?

It's important for retirees to consider downsizing their home or selling the unused vacation home to streamline their financial life and shed assets that cost money to maintain.

By InvestmentNews
Sometime broker charged in Vermont shootings
RIA NEWS NOV 28, 2023
Sometime broker charged in Vermont shootings

Eaton's on-and-off career most recently had him working at CUSO Financial Services.

By Bruce Kelly
$3B San Diego-based firm joins Commonwealth
RIA NEWS NOV 28, 2023
$3B San Diego-based firm joins Commonwealth

Mammini Co. focuses on working with labor unions and corporate retirement plan sponsors.

By InvestmentNews
How planner built firm after moment of inspiration
RIA NEWS NOV 28, 2023
How planner built firm after moment of inspiration

Cheryl Holland founded her fee-based advisory firm 25 years ago.

By InvestmentNews
Cetera completes Avantax acquisition, adding $82B AUA
INDEPENDENT BROKER DEALERS NOV 28, 2023
Cetera completes Avantax acquisition, adding $82B AUA

The Avantax team comprises 3,111 financial professionals.

By Steve Randall
State Street Global Advisors hires ETF expert as chief business officer
RIA NEWS NOV 28, 2023
State Street Global Advisors hires ETF expert as chief business officer

New hire was previously global head of ETFs at Invesco.

By Steve Randall
Citi strategists say US stock rally likely ending
RIA NEWS NOV 28, 2023
Citi strategists say US stock rally likely ending

Bullish signals for futures are fading but there could still be some gains ahead.

By Bloomberg