Walter Stamper of Chattanooga, Tenn., managed $147 million.
Synergy Capital Solutions has offices in Illinois, Florida and Michigan.
More than 100 House Republicans wrote a letter to the new DOL secretary, telling him there is an "urgent need' to act on the investment-advice regulation.
Sometimes it pays to wait to take a second trip down the aisle.
The problem lies in who gets defined as a rogue broker.
Democratic support could bode well for future legislative threats, as critics of the rule turn their attention to new Department of Labor secretary Alexander Acosta.
In some cases, thoughtfulness is more important than quick actions when you're looking to expand.
With domestic stock valuations high, investing overseas could finally pay off.
The proposed Financial CHOICE Act lays out a series of tough provisions the SEC would have to meet to adopt a uniform fiduciary standard.
Litigation over these agreements often favors the firm, but there are ways for advisers to protect their businesses.
Here's how the new administration has affected your wallet, for good and bad, and what to watch in the days to come.
New Fidelity survey shows more Americans plan to wait to claim benefits.
Hint: It's not who you think.
Removing big deductions could nullify benefits of repealing the alternative minimum tax.
Ronald Broadstone charged with misappropriating client funds
Walter Stamper of Chattanooga, Tenn., managed $147 million
More than 200,000 inexperienced retirement plan advisers aren't going to exit the market overnight.
Ex-broker now accused of violating securities laws with fictitious investments
It's not your imagination: The rich really are taking more from taxpayers.
