RIA News

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ADVISOR NEWS RETIREMENT PLANNING OCT 01, 2014
Which earnings don't reduce Social Security benefits?

Find out what you can do in retirement that won't count toward the earnings test.

By Mary Beth Franklin
ADVISOR NEWS OPINION OCT 01, 2014
Apple Pay may feel painless. At first.

Studies show that people spend as much as 100% more when they don't use 'real' money.

By Cass R. Sunstein
INVESTING EQUITIES OCT 01, 2014
Pimco Total Return takes big hit

<i>Breakfast with Benjamin:</i> Gross leaves and the cash follows. Plus: A new robo-adviser enters the market; Schorsch at it again, with a twist; corporations are healthy, healthy, healthy; oil prices are falling; and Elon Musk's next move.

By Jeff Benjamin
ADVISOR NEWS WIREHOUSES OCT 01, 2014
Morgan Stanley wins back $3M bonus from insider trader

A Finra arbitration panel ordered Vladimir Eydelman to repay his former firm after he was fired in March amid charges of insider trading.

By Mason Braswell
ADVISOR NEWS RETIREMENT PLANNING OCT 01, 2014
Dispatch from the retirement front

<i>InvestmentNews</i> contributing editor gives an update on how life has changed since her husband retired.

By Mary Beth Franklin
INVESTING EQUITIES OCT 01, 2014
Tiny long-short equity mutual fund delivers huge gains

By Bloomberg
INVESTING FIXED INCOME SEP 30, 2014
Fed flirts with leaving taper on the table

<i>Breakfast with Benjamin:</i> The end of QE? Not so fast. Plus: Gold gets the cold shoulder, most European banks pass stress tests, and why you shouldn't get too excited about stock buyback plans.

By Jeff Benjamin
ADVISOR NEWS FINTECH SEP 30, 2014
FSI sets up task force to influence CARDS development

Group will advance recommendations, with a key focus on cost versus benefit.

By Mark Schoeff Jr.
RIAS RIA NEWS SEP 30, 2014
IPO markets: best quarter since 2010

Alibaba breathed even more life into an already hot quarter

By Bloomberg
INVESTING EMERGING MARKETS SEP 30, 2014
IPO markets don't need Alibaba for best quarter since 2010

Companies raised $41.8 billion in three-month period ended Sept. 30.

By Bloomberg
INVESTING EQUITIES SEP 30, 2014
The dangerous downside of the stronger dollar

Today's <i>Breakfast with Benjamin</i> menu covers the U.S. dollar threatening to knock markets off balance, riding an ETF back into commodities, retirement plans turning on the Pimco Total Return Fund, and more.

By Jeff Benjamin
INVESTING FIXED INCOME SEP 30, 2014
Pimco's loss could be these fund companies' gain

BlackRock and Legg Mason are among the firms poised to pounce on Pimco's outflows now that the face of the firm has flown the coop.

By Liz Skinner
RIAS RIA NEWS SEP 30, 2014
Chairman White's political will may determine fiduciary-duty outcome

Advocate urges SEC leader to move ahead with split commission.

By Mark Schoeff Jr.
RIAS PRACTICE MANAGEMENT SEP 30, 2014
Why separately managed accounts are undergoing a rebirth

By Thomas Hoops
ADVISOR NEWS RETIREMENT PLANNING SEP 29, 2014
Housing recovery on horizon, but is it too little, too late for retiring boomers?

Median sale price of existing homes rose more than 5% in September

By Liz Skinner
RIAS RIA NEWS SEP 29, 2014
Wood Investment Counsel, Obermeyer merger makes a mountain of an RIA

Obermeyer Wood takes over top spot for asset management in the state.

By Bianca Flowers
ADVISOR NEWS RETIREMENT PLANNING SEP 29, 2014
Firms challenged to create innovative retirement income products

Successfully addressing the post-accumulation phase and providing simplicity still difficult for the industry.

By Darla Mercado
INVESTING LIFE INSURANCE AND ANNUITIES SEP 29, 2014
Finra charges SWS with improper supervision of VA transactions

SWS Financial Services charged with green-lighting variable annuity applications without proper review for suitability.

By Darla Mercado
Advisers 'blindsided' by Gross departure as Pimco faces rebuilding
RIAS RIA NEWS SEP 29, 2014
Advisers 'blindsided' by Gross departure as Pimco faces rebuilding

Bond behemoth has opportunity to recast its image, but analysts and advisers predict significant outflows. <i> Plus:</i> <a href="//www.investmentnews.com/article/20140926/FREE/140929925/bill-gross-terrible-horrible-no-good-very-bad-year&quot;" target="&quot;_blank&quot;" rel="noopener">Pimco's pitiful year.</a> <a href="//www.investmentnews.com/article/20140926/BLOG09/140929934/what-bill-gross-departure-means-for-pimcos-funds&quot;" target="&quot;_blank&quot;" rel="noopener">How bad will it get?</a>

By Trevor Hunnicutt
ADVISOR NEWS RETIREMENT PLANNING SEP 29, 2014
Do you speak Social Security?

Many advisers are conversant, but not fluent, in claiming strategies and rules.

By Mary Beth Franklin