RIA News

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INVESTING EQUITIES MAR 11, 2014
Bond investors cooling off, stock investors getting carried away

<i>Breakfast with Benjamin:</i> How investors are playing the markets. Plus: Kitces on the fee vs. commission problem; solving mysteries and who Facebook is leaving in the dust.

By Mason Braswell
ADVISOR NEWS RETIREMENT PLANNING MAR 11, 2014
The next level of retirement plan service: Fee policy statements for 401(k)s

By Darla Mercado
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAR 10, 2014
Bonus disclosure exposes divide

IBDs and wirehouses split on potential regulation to reveal recruiting packages

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING MAR 09, 2014
Making tough decisions to fix Social Security

A new policy simulation tool lets users design their own package of reforms to fully fund Social Security. If individual users can make these tough decisions, why can't elected officials?

By Mary Beth Franklin
ADVISOR NEWS RETIREMENT PLANNING MAR 07, 2014
How well you understand Social Security could cost you

Difference between claiming strategies could be worth as much as $250,000 in lifetime benefits

By Mary Beth Franklin
RIAS RIA NEWS MAR 07, 2014
What Ukraine's turmoil means for your investments

Although it could have severe effects on the Russian ruble, experts point to buying opportunities

By CODONNELL
RIAS RIA NEWS MAR 07, 2014
Bitcoin's inventor unmasked

Has the man behind the virtual currency been revealed? Plus, other must-reads from wealth manager and CNBC commentator Josh Brown

By Joshua Brown
ADVISOR NEWS REGULATION AND LEGISLATION MAR 07, 2014
Obama's budget: What advisers need to know

SEC would get funding boost; limits placed on retirement-savings tax breaks for wealthy.

By Mark Schoeff Jr.
ADVISOR NEWS RETIREMENT PLANNING MAR 07, 2014
Republican tax plan would hit Wall Street hard

Dave Camp, the Republican House Ways and Means Committee chairman, is filling in the blanks in his plan to revamp the U.S. tax code and leaning on the financial industry to help pay for lower tax rates.

By Matt Ackermann
ADVISOR NEWS RETIREMENT PLANNING MAR 07, 2014
Senate committee faults Credit Suisse over tax dodgers

A Senate committee report will reprimand Credit Suisse Group AG for helping American clients dodge taxes and will criticize the Justice Department for not pursuing offshore banks aggressively enough, according to two people with knowledge of the findings.

By Matt Ackermann
ADVISOR NEWS RETIREMENT PLANNING MAR 07, 2014
Who's most ready for retirement? Not Americans

New retirees are scrambling to get by in one of the least retirement-friendly countries in the developed world.

By CODONNELL
RIAS RIA NEWS MAR 07, 2014
Credit Suisse in $196M settlement with SEC over unregistered advisory services

The firm strikes a $196 million settlement with the SEC over charges it provided cross-border advisory, brokerage services for 8,500 U.S. clients. A Justice Department investigation is pending.

By Mason Braswell
ADVISOR NEWS RETIREMENT PLANNING MAR 06, 2014
What retirees don't know can hurt them

Some divorced spouses are clueless about Social Security benefits

By Mary Beth Franklin
RIAS RIA NEWS MAR 06, 2014
Money pours into health care ETFs at fastest pace since 2008

Booming biotechnology and pharmaceutical sectors bringing new products to market attract record money

By Matt Ackermann
RIAS RIA NEWS MAR 06, 2014
SEC moves to halt 'pyramid scheme'

Securities regulators are working to halt what they call a pyramid scheme operated by people outside the U.S. and promoted on social media, promising unrealistic returns to investors.

By Gregory Crawford
ADVISOR NEWS WIREHOUSES MAR 06, 2014
Former Merrill Lynch broker accused of 18-year Ponzi scheme

A former Merrill Lynch broker already serving a 33-month sentence for securities fraud is back in the hot seat after being indicted for an 18-year Ponzi scheme.

By Mason Braswell
ADVISOR NEWS RETIREMENT PLANNING MAR 05, 2014
John Hancock B-D to terminate health and insurance benefits

Signator moving from career agency to IBD model

By Darla Mercado
RIAS RIA NEWS MAR 05, 2014
Tempted to pay for your grandkids' college? You're not alone

But beware that the strategy you use to contribute funds could make or break your retirement

By CODONNELL
ADVISOR NEWS RETIREMENT PLANNING MAR 05, 2014
White House budget proposal targets Social Security benefits

President Obama's plan takes aim at strategies used by upper-income claimants to increase their benefits

By Darla Mercado
ADVISOR NEWS RETIREMENT PLANNING MAR 05, 2014
White House budget proposal targets Social Security benefits

President Obama's plan takes aim at strategies used by upper-income claimants to increase their benefits.

By Darla Mercado