Turnaround at UBS Wealth Management Americas in progress; 'seemed lost a few years ago'
UBS AG appears to be making good on its pledge to sharpen its focus on wealth management and rein in its investment banking operations.
Insurer mulling raising fees and cutting benefits on popular product; low interest rates to blame
Class action discrimination suit looks set to go to trial after latest court ruling
Supreme court considers request for Social Security survivor benefits for twins born 18 months after father's death.
Lincoln Investment Planning Inc., a fast growing independent broker-dealer, is hitting its reps and advisers who run their own RIAs with a new, annual supervision and compliance fee of up to $20,000.
Over the last decade, advisers and their clients have seen it all - recessions, rallies, record-setting intra-day swings (both ways) and, at times, unprecedented correlations across asset classes.
Suddenly, buying oil tankers is all the rage among super-wealthy; 'the smart money'
Extension of cheap money policy seen boosting annuity costs, reducing benefits and commissions
In the third-quarter, variable annuity sales surged, thanks in large part to MetLife Inc. But the jury is out on how the major insurers' decision to pare back offerings might affect overall VA sales.
AUM down in 2011, but production up; 'focusing more on their larger accounts'
Lawyer who spotted broker fraud rewarded with five-year probe by regulators who said he failed as a supervisor
