RIA News

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If S&P 500 rally falls short of 1,205, watch out
RIA NEWS SEP 02, 2011
If S&P 500 rally falls short of 1,205, watch out

Market falling to hit that technical level could trigger wholesale sell-off; 'Katie bar the door'

By Dan Jamieson
RETIREMENT PLANNING SEP 02, 2011
Family offices see relative surge in assets

Family offices saw a relatively large surge in assets in 2010. And that figure will likely be getting bigger with billionaire George Soros getting out of the hedge fund business to manage his family's money | <a href=http://www.investmentnews.com/apps/pbcs.dll/gallery?Site=CI&amp;Date=20110809&amp;Category=FREE&amp;ArtNo=809009999&amp;Ref=PH>Top 10 family offices

By John Goff
LIFE INSURANCE AND ANNUITIES SEP 02, 2011
Gross back into Treasuries in a big way

Up Total Return Funds holdings in U.S. debt to 10%; backs off cash, money-market funds

By John Goff
RIA NEWS SEP 02, 2011
How clearing and custody firms are taking new regs head-on

By Dan Jamieson
RIA NEWS SEP 02, 2011
LPL ramping up clearing business

LPL Investment Holdings Inc. last month proved it wants to be a serious player in the clearing services business by hiring one of the most respected names in the industry to head the unit.

By Bruce Kelly
This unusual asset hailed as better investment than stocks, oil or gold
RIA NEWS SEP 01, 2011
This unusual asset hailed as better investment than stocks, oil or gold

No checkered performance for taxi medallions over the past two decades; investors pooling funds to get in on the action

By John Goff
Ex-con builds cult following blogging about investments
RIA NEWS SEP 01, 2011
Ex-con builds cult following blogging about investments

Armstrong spent 11 years in jail for covering up losses at his firm; stash of gold all gone?

By John Goff
No room at the inn as storage shortage strikes gold trade
RIA NEWS SEP 01, 2011
No room at the inn as storage shortage strikes gold trade

Bullion vaults hit ceiling amid fevered demand; take it out of the ground, put it back in the ground

By John Goff
RIA NEWS SEP 01, 2011
MDE platform that tamps down volatility now available to RIAs

Risk 3.0 Asset Management holds out the promise of predictable returns with limited volatility

By Jeff Benjamin
Gold at $2,200 by Xmas? Hedge fund hotshot says yes
RIA NEWS SEP 01, 2011
Gold at $2,200 by Xmas? Hedge fund hotshot says yes

Platinum and Brent crude will also see big gains, says Tony Hall; he's up 33% this year

By John Goff
Marc Faber to investors: 'Buy every month a little bit of gold'
RIA NEWS SEP 01, 2011
Marc Faber to investors: 'Buy every month a little bit of gold'

Precious metal at $1,900 and rising, but famed asset manager sees no sign of a bubble

By John Goff
Stock mutual funds having lousiest year since 1998
RIA NEWS SEP 01, 2011
Stock mutual funds having lousiest year since 1998

Only 13% of funds have beaten benchmarks so far; underperformance could lead to bigger risk-taking

By John Goff
Get shorting: Bets against S&P 500 hit nine-month high
RIA NEWS SEP 01, 2011
Get shorting: Bets against S&P 500 hit nine-month high

With investors still worried about the U.S. deficit and a possible recession, bets against large cap sticks hit a nine-month high.

By John Goff
RIA NEWS SEP 01, 2011
Volatility proves fertile for tactical strategists

By Dan Jamieson
INDEPENDENT BROKER DEALERS SEP 01, 2011
Workman Securities to shutter, 100 reps told to make a move

Another troubled broker-dealer is closing, but with a twist: The firm is telling its advisers to move en masse to another firm.

By Bruce Kelly
Commonwealth, LPL could see fallout from Reg D deal they sold
ALTERNATIVES SEP 01, 2011
Commonwealth, LPL could see fallout from Reg D deal they sold

After avoiding the pitfalls of disastrous Regulation D deals during the past decade, Commonwealth Financial Network and LPL Financial LLC are contending with potential fallout from a real estate private placement that faces pressure from its creditors.

By Bruce Kelly
WFP Securities bites the dust
RIA NEWS SEP 01, 2011
WFP Securities bites the dust

WFP Secruties is the latest broker-dealer to fold under the weight of private-placement litigation. In this case, the San Diego-based firm is facing $14M in legal claims.

By Bruce Kelly
Plans to tax munis won't fly, says BNY Mellon
RIA NEWS SEP 01, 2011
Plans to tax munis won't fly, says BNY Mellon

Despite need to raise federal tax revenues, bank believes lawmakers will spare municipal debt

By John Goff
Wealthy buying McMansions on Uncle Sam's dime
RETIREMENT PLANNING AUG 31, 2011
Wealthy buying McMansions on Uncle Sam's dime

Taking advantage of loan guarantee program intended to help low-income families buy homes; debate now in Congress

By John Goff
Time for clients to refi? Mortgage rates hit lowest on record
RETIREMENT PLANNING AUG 31, 2011
Time for clients to refi? Mortgage rates hit lowest on record

Rate on average 30-year fixed loan falls to 4.12%; 'homebuyers are not responding'

By John Goff