RIA News

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INVESTING EQUITIES MAY 02, 2010
TIAA-CREF: Why investments in farmland are now 'like gold'

TIAA-CREF aims to add to its $2 billion holdings of farmland to help diversify its portfolio and hedge against inflation, said the pension-fund manager's director for private-equity investments in agriculture.

By Mark Bruno
RIAS PRACTICE MANAGEMENT MAY 02, 2010
AIG's broker-dealer network loses another star rep

Latest to leave embattled firm since the federal government's bailout of American International Group Inc., the broker-dealer network's parent company

By Bruce Kelly
ADVISOR NEWS RETIREMENT PLANNING MAY 02, 2010
Charting their future

<i>InvestmentNews</i> last month invited a group of people to our office in New York for a frank discussion about retirement.

By mlanche
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 30, 2010
The 10 broker-dealers with the highest rep-to-employee ratios

An often overlooked, but valued industry measurement.

By Mark Bruno
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 30, 2010
Special report: B-Ds hit where it hurts

The indie B-D industry took a giant step backward last year, with the largest 25 firms collectively reporting a 10.3% drop in gross revenue. <a href= http://www.investmentnews.com/apps/pbcs.dll/section?category=specialreporttemplate&amp;issuedate=20100423&amp;sid=BD0426> View the exclusive IN special report</a>

By Mark Bruno
RIAS RIA NEWS APR 30, 2010
7,500 protestors take on Wall Street

Thousands of people in New York voiced their distaste for the financial services industry, with Goldman Sachs execs serving as the latest target for their outrage.

By Mark Bruno
RIAS RIA NEWS APR 30, 2010
Stocks mixed after lower-than-expected GDP rise

Stocks are trading in a narrow range after the government said the economy grew at a slightly slower pace than expected in the first quarter.

By Associated Press
INVESTING LIFE INSURANCE AND ANNUITIES APR 30, 2010
Want a simple prospectus for variable annuities? No can do, says SEC official

While investors and advisers have crowed about the density of variable annuity prospectuses, officials at the Securities and Exchange Commission say that the products are generally too complex to describe in abbreviated set of disclosures.

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION APR 30, 2010
Like Toyota, damage control could backfire on Goldman

Let the whole story out, come clean with what happened, and you might come out of this with your reputation and franchise intact.

By Danny Sarch
RIAS RIA NEWS APR 30, 2010
Finra, SEC and state regulators swarm Morgan Keegan with fraud charges

A swarm of state and federal regulators made a bee line for Morgan Keegan on Wednesday. The reason? Alleged wrong-doing in the sales and marketing of mortgage-backed bond funds

By Dan Jamieson
Latest mutual fund frenzy? Interest-rate hedges
RIAS RIA NEWS APR 29, 2010
Latest mutual fund frenzy? Interest-rate hedges

Retail investors are flocking to new funds from BlackRock, Goldman Sachs and others that offer some protection against rising rates.

By Bloomberg
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 29, 2010
The 10 broker-dealers with the highest average AUM per rep

Check out the latest top ten list based on IN's new independent broker-dealer rankings

By Mark Bruno
RIAS RIA NEWS APR 29, 2010
Firm missed chance to stop broker's $141M loss

MF Global Holdings Ltd. missed a shot in January 2008 to stop the broker whose unauthorized trades a month later cost the firm $141 million and helped start a slide that wiped out $3 billion in shareholder equity.

By Bloomberg
RIAS RIA NEWS APR 29, 2010
Stocks climb on earnings, drop in jobless claims

Signs of an improving domestic economy are helping stocks for the second straight day.

By Associated Press
RIAS RIA NEWS APR 29, 2010
Lawsuit over $5.5B star adviser team's departure settled

A lawsuit filed by Deutsche Bank Alex. Brown against a team of top-producing brokers who are leaving the firm for Barclays Wealth Management has been settled.

By Dan Jamieson
RIAS RIA NEWS APR 29, 2010
John Dorfman: Why Goldman Sachs is now a 'buy'

Now that the Securities and Exchange Commission has unofficially declared Goldman Sachs Group Inc. to be the big bad wolf of the 2007-2009 financial crisis, what should investors do?

By John Dorfman
RIAS RIA NEWS APR 29, 2010
Pimco's El-Erian: We're halfway through a 'multiyear resetting of the global economy'

The world is in the middle of a &#8220;multiyear resetting of the global economy,&#8221; Mohamed El-Erian, PIMCO CEO and co-chief investment officer, said at a news conference in London today.

By Drew Carter
ADVISOR NEWS INDEPENDENT BROKER DEALERS APR 29, 2010
Stifel CEO: Breakaway brokers are weaker producers, but more profitable

Regional brokerage firms and some independent investment advisers have been making hay hiring hundreds of discontented wirehouse brokers.

By Jed Horowitz
RIAS RIA NEWS APR 29, 2010
Stifel Financial diving into RIA custody business

Stifel Financial Corp., which has been expanding its Stifel Nicolaus &amp; Co. retail- brokerage business aggressively, is about to make a push into serving registered investment advisers.

By Jed Horowitz
RIAS RIA NEWS APR 28, 2010
Stocks pull back after Spain's credit rating cut

Stocks are retreating from their highs after Spain became the latest European country to have its debt ratings cut by Standard &amp; Poor's.

By Associated Press