RIA News

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RIAS RIA NEWS MAY 09, 2010
Chart investment strategy now for 2011 tax changes

The months and weeks leading up to the end of the year could see more than the usual turmoil in the stock market as investors, guided by their financial planners and investment advisers, adjust their portfolios ahead of

By MFXFeeder
RIAS RIA NEWS MAY 07, 2010
Raymond James' Jeffrey D. Saut: Crisis = danger + opportunity

Friday was a multi-swinging session, which is exactly what you want for a bottoming phase in the equity markets.

By Jeffrey D. Saut
Markets still spooked, volatility rules again
RIAS RIA NEWS MAY 07, 2010
Markets still spooked, volatility rules again

Thursday: A nearly 1,000 point drop, followed by a 600 point gain. Friday: Swings of nearly 340 points, to finish with another triple-digit loss. Where it heads next week is anyone's guess. But one thing's for sure: Volatility is back.

By Mark Bruno
RIAS RIA NEWS MAY 07, 2010
Trading error may have been real source of sell-off: Report

One of the most manic days in the history of the world markets may have been the result of a typo made by a trader at Citigroup, according to a CNBC report

By InvestmentNews Staff
The 'fear index' freaks, surges more than 60%
RIAS RIA NEWS MAY 07, 2010
The 'fear index' freaks, surges more than 60%

The benchmark index for U.S. stock options surged to the highest since February 2007 as stocks tumbled on concern that Europe's debt crisis is worsening.

By Bloomberg
ADVISOR NEWS RETIREMENT PLANNING MAY 07, 2010
Target date funds aren't a panacea

Target date funds are marketed as age-appropriate diversified portfolios and promoted as sophisticated, easy-to-use funds.

By Richard O. Michaud and Robert O. Michaud
RIAS PRACTICE MANAGEMENT MAY 06, 2010
Big shake-up at big brokerage branches in New York

Wells Fargo Advisors, UBS, MSSB and Merrill Lynch made personnel changes this week

By Jed Horowitz
RIAS RIA NEWS MAY 06, 2010
Sound off: What do you make of yesterday's market madness?

By Mark Bruno
RIAS RIA NEWS MAY 06, 2010
Blog: An emotional response to today is 'completely unnecessary'

This is obviously a big panicked reaction. It could last for days or be over by tomorrow but recognize it for what it is, a panic.

By Mark Bruno
More breakaway brokers joining established RIAs, says Schwab
RIAS RIA NEWS MAY 06, 2010
More breakaway brokers joining established RIAs, says Schwab

Of the 172 new adviser teams that joined Schwab in 2009, fully 42% went to existing RIAs. That's a big change from previous years

By Dan Jamieson
RIAS RIA NEWS MAY 06, 2010
OpINion online: Sow or reap? That's the question for advisers

My friends at <a href=www.businesshealth.com>Business Health</a>, an international consulting firm that specializes in financial advisory businesses, recently came out with a report comparing the financial &#8220;health&#8221; of Australian advisory practices today with their condition in 2007.

By Bloomberg
RIAS RIA NEWS MAY 06, 2010
BlackRock's Bob Doll: An element of uncertainty in the markets

Equities rallied for the first part of last week, reaching new highs for the current cycle on Thursday, before falling sharply on Friday on news that US regulators are suing Goldman Sachs over alleged fraud in connection with its collateralized debt obligation business.

By Bob Doll
Schwab strikes out in bid to get YieldPlus suit tossed
RIAS RIA NEWS MAY 06, 2010
Schwab strikes out in bid to get YieldPlus suit tossed

The online brokerage was hoping to keep the YieldPlus lawsuit from going to trial. After a Federal judge's ruling on Thursday, it may be time for Plan B.

By Bloomberg
RIAS RIA NEWS MAY 06, 2010
At boot camp, advisers learn social-media tools

Why 20 advisers shelled out $300 apiece in hopes of finding ways to use social-media in their respective businesses.

By Davis Janowski
RIAS RIA NEWS MAY 05, 2010
Pimco's El-Erian: Greece on the verge of becoming 'global phenomenon'

What is less well understood at this stage is that the externalities, negative and positive, are not limited to Europe.

By Mohamed El-Erian
Opinion: Three reasons the Greek bailout is doomed
ADVISOR NEWS REGULATION AND LEGISLATION MAY 05, 2010
Opinion: Three reasons the Greek bailout is doomed

Investors are nervous about the Greek bailout, but they're nervous for the wrong reasons. Yes, it is possible that other debt-ridden European nations may soon beg for bailouts. But that's just a small part of the story

By Rob Parenteau
Peter Schiff: Chaos is not confined -- U.S. could see another crisis
RIAS RIA NEWS MAY 05, 2010
Peter Schiff: Chaos is not confined -- U.S. could see another crisis

As Americans observe the chaos in Greece, most assume that the strength of our currency, the credit worthiness of our government, and the vast expanse of two oceans, will prevent a similar scene from playing out in our streets. I believe these protections to be illusory.

By Peter Schiff
RIAS RIA NEWS MAY 05, 2010
Advisers on the move: Capital Analysts snags $400M team

A team of six advisers from SMH is on the move

By Mark Bruno
RIAS RIA NEWS MAY 05, 2010
Volatility expert wins NAAIM research award

Research paper details several methods for predicting volatility to specify levels of leverage that can increase performance with less risk

By Jeff Benjamin
RIAS RIA NEWS MAY 05, 2010
Did Goldman dump its dregs on clients? Internal emails offer clues

Newly released internal emails seem to show that the Wall Street titan looked to sell bonds the firm found too risky to hold

By Bloomberg