RIA News

Displaying 36702 results
Equity bulls show highest sentiment in 30 months, says AAII
INVESTING EQUITIES DEC 22, 2023
Equity bulls show highest sentiment in 30 months, says AAII

Meanwhile, pessimism is unusually low according to investor poll.

By Steve Randall
Markets await US inflation data for rate cut signal
RIAS RIA NEWS DEC 22, 2023
Markets await US inflation data for rate cut signal

Personal consumption expenditure gauge is expected to decrease.

By Bloomberg
Why are large investors returning to bank stocks now?
RIAS RIA NEWS DEC 22, 2023
Why are large investors returning to bank stocks now?

Fidelity, Wilmington among the institutions loading up on financial stocks.

By Bloomberg
Zero-day options not to blame for sell-off, says Cboe
RIAS RIA NEWS DEC 22, 2023
Zero-day options not to blame for sell-off, says Cboe

Exchange says hedging activity more likely to be a stabilizer.

By Bloomberg
Elon Musk slams indexing, regulators in public markets rant
RIAS RIA NEWS DEC 22, 2023
Elon Musk slams indexing, regulators in public markets rant

Speaking to Cathie Wood, the billionaire also criticized shareholders.

By Bloomberg
Finra bars ex-Wells Fargo broker previously charged with fraud
INVESTING ALTERNATIVES DEC 21, 2023
Finra bars ex-Wells Fargo broker previously charged with fraud

Louis Goff and others had been charged with raising $2.1 million from investors in a fraud from 2019 and 2020.

By Bruce Kelly
How private market investments can bolster 60/40 strategy
RIAS RIA NEWS DEC 21, 2023
How private market investments can bolster 60/40 strategy

Half of advisors surveyed in iCapital study say client interest in alts has increased.

By Josh Welsh
Aon buys wealth manager for $13.4B
ADVISOR NEWS RETIREMENT PLANNING DEC 21, 2023
Aon buys wealth manager for $13.4B

The deal for NFP will bring together a shared commitment to client excellence, the companies say.

By InvestmentNews
Most Americans are not expecting improved finances in 2024
RIAS RIA NEWS DEC 21, 2023
Most Americans are not expecting improved finances in 2024

A quarter of those surveyed by Bankrate think worse is to come.

By Steve Randall
Kestra PWS attracts $181M breakaway team in Texas
RIAS RIA NEWS DEC 21, 2023
Kestra PWS attracts $181M breakaway team in Texas

Flexibility cited as key reason to shift from the wirehouse model.

By Steve Randall
Institutional investors have a positive outlook for the economy, CEOs are not convinced
RIAS RIA NEWS DEC 21, 2023
Institutional investors have a positive outlook for the economy, CEOs are not convinced

Global survey of business leaders and portfolio managers reveals split opinion.

By Steve Randall
Investors should prepare to buy the dip as rally eases
RIAS RIA NEWS DEC 21, 2023
Investors should prepare to buy the dip as rally eases

Strategists see potential of 8.5% gain for S&P 500 by end of 2024.

By Bloomberg
Citigroup to exit distressed debt business
RIAS RIA NEWS DEC 21, 2023
Citigroup to exit distressed debt business

Wall Street firm is undertaking restructuring to revive investor confidence.

By Bloomberg
Major US bank becomes first to have a unionized branch
RIAS RIA NEWS DEC 21, 2023
Major US bank becomes first to have a unionized branch

Workers in Albuquerque vote to join union, Alaska branch could be next.

By Bloomberg
Which stock gained 600% this year to become world's top performer?
RIAS RIA NEWS DEC 21, 2023
Which stock gained 600% this year to become world's top performer?

Bloomberg data reveals how influencers helped spark interest in the firm.

By Bloomberg
Broker-dealer index stays on pace with S&P 500 this year
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 20, 2023
Broker-dealer index stays on pace with S&P 500 this year

'The broker-dealers are the toll collectors of trading volume.'

By Bruce Kelly
Advising armed forces members past and present
RIAS RIA NEWS DEC 20, 2023
Advising armed forces members past and present

Andrew King, co-head of Tax Policy & Research for Goldman Sachs Ayco, explains how to help U.S. service members and veterans avoid a battle with federal bureaucracy to get financial benefits.

By Gregg Greenberg
Wealthy Americans say it's harder than ever to build and protect wealth
INVESTING LIFE INSURANCE AND ANNUITIES DEC 20, 2023
Wealthy Americans say it's harder than ever to build and protect wealth

New report from Chubb probes the millionaire mindset to find what matters to them.

By Steve Randall
Wealth Enhancement Group acquires $265M independent RIA
RIAS RIA NEWS DEC 20, 2023
Wealth Enhancement Group acquires $265M independent RIA

Firm expands footprint with fourth Massachusetts office.

By Steve Randall
LPL welcomes $200M advisor team in upstate New York
RIAS RIA NEWS DEC 20, 2023
LPL welcomes $200M advisor team in upstate New York

Firm shifts affiliation from Osaic network's Triad Advisors.

By Steve Randall