RIA News

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Northwestern Mutual targets next-gen clients with new model portfolios
RIAS RIA NEWS DEC 01, 2023
Northwestern Mutual targets next-gen clients with new model portfolios

New products aim to attract younger investors who want to work with advisors.

By Steve Randall
RBC Wealth Management recruits $337M team in Memphis
RIAS RIA NEWS DEC 01, 2023
RBC Wealth Management recruits $337M team in Memphis

Team of six has switched from Cetera.

By Steve Randall
CAIS expands alts offering with Pershing with no transaction fees
RIAS RIA NEWS DEC 01, 2023
CAIS expands alts offering with Pershing with no transaction fees

Expansion of the two firm's partnership gives advisors greater access to funds.

By Steve Randall
S&P 500 up almost 9% in November, but is Big Tech a risk?
RIAS RIA NEWS DEC 01, 2023
S&P 500 up almost 9% in November, but is Big Tech a risk?

The dominant stocks tend to drop at year-end but Fed optimism could buck the trend.

By Bloomberg
Private credit carve-out from JPMorgan filed 'secret' IPO plan
ADVISOR NEWS INDEPENDENT BROKER DEALERS DEC 01, 2023
Private credit carve-out from JPMorgan filed 'secret' IPO plan

HPS Investment Partners could go public if equity capital markets look favorable.

By Bloomberg
China or India: Which EM do global wealth managers favor?
RIAS RIA NEWS DEC 01, 2023
China or India: Which EM do global wealth managers favor?

The two major Asia economies are vying for investment.

By Bloomberg
Should advisors chase Japanese stocks in 2024?
RIAS RIA NEWS NOV 30, 2023
Should advisors chase Japanese stocks in 2024?

A double-digit drop in the yen has helped fuel an impressive run in Japanese stocks so far in 2023.

By Gregg Greenberg
Fastest-Growing Fee-Only RIAs 2023 winners revealed
RIAS RIA NEWS NOV 30, 2023
Fastest-Growing Fee-Only RIAs 2023 winners revealed

InvestmentNews celebrates 75 firms that have attracted significant assets since July 2020.

By InvestmentNews
Bank fined $24M for spoofing in Treasuries market
ADVISOR NEWS WIREHOUSES NOV 30, 2023
Bank fined $24M for spoofing in Treasuries market

Two former employees engaged in more than 700 ‘spoofs’ over almost a decade, Finra charges.

By Josh Welsh
Helping women in tech align wealth with values
RESOURCES WOMEN ADVISOR COMMUNITY NOV 30, 2023
Helping women in tech align wealth with values

Waddell decided to focus on women in tech because, she says, 'I live in Seattle. Everybody works in tech.'

By InvestmentNews
Industry powerhouses team up to launch holistic wealth management firm
RIAS RIA NEWS NOV 30, 2023
Industry powerhouses team up to launch holistic wealth management firm

New entity combines capabilities of $13 billion national RIA with those of an accounting services firm.

By Steve Randall
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS
ADVISOR NEWS WIREHOUSES NOV 30, 2023
Billionaires acquiring more wealth through inheritance than entrepreneurship, says UBS

Report focused on the last year highlights the impact of the Great Wealth Transfer.

By Steve Randall
Most American workers say wages have not kept pace with inflation
RIAS RIA NEWS NOV 30, 2023
Most American workers say wages have not kept pace with inflation

Older, hourly, and lower paid workers are most likely to have lost out.

By Steve Randall
How do you value crypto assets? CFA Institute now has a guide
RIAS RIA NEWS NOV 30, 2023
How do you value crypto assets? CFA Institute now has a guide

New resource aims to equip investment professionals with most relevant models.

By Steve Randall
Rate cut expectations rise as European inflation eases
RIAS RIA NEWS NOV 30, 2023
Rate cut expectations rise as European inflation eases

US Treasuries pause rally as more data is awaited.

By Bloomberg
Morgan Stanley, Rothschild among elite focusing on UAE
RIAS RIA NEWS NOV 30, 2023
Morgan Stanley, Rothschild among elite focusing on UAE

Wealthy clients in the Middle East are attracting big hitters.

By Bloomberg
Hedge fund duo wants traders to risk their own money
RIAS RIA NEWS NOV 30, 2023
Hedge fund duo wants traders to risk their own money

They aim to upend the traditional hedge traders fund model.

By Bloomberg
OPEC+ meeting could result in deeper cuts
RIAS RIA NEWS NOV 30, 2023
OPEC+ meeting could result in deeper cuts

Prices are flagging and the cartel will be keen to add support.

By Bloomberg
Wells Fargo loses another executive, this time to LPL
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 29, 2023
Wells Fargo loses another executive, this time to LPL

Jim McHale is the new chief compliance officer at LPL Financial.

By Bruce Kelly
Keeping clients’ objectives at the heart of investment strategy
RESOURCES WOMEN ADVISOR COMMUNITY NOV 29, 2023
Keeping clients’ objectives at the heart of investment strategy

The journey of Caryn Zweig, CEO of Abner Herrman & Brock Asset Management, has been marked by a keen eye for how and when to invest.

By InvestmentNews