RIA News

Displaying 36702 results
Supreme Court arguments cast doubt on SEC's use of in-house judges
ADVISOR NEWS REGULATION AND LEGISLATION NOV 29, 2023
Supreme Court arguments cast doubt on SEC's use of in-house judges

Conservative justices suggest that people accused of fraud by the SEC have a constitutional right to go before a federal court jury.

By Bloomberg
Fund providers and investment research platforms in the spotlight
RIAS RIA NEWS NOV 29, 2023
Fund providers and investment research platforms in the spotlight

InvestmentNews invites readers to participate in the search for the best fund providers and investment research platforms.

By InvestmentNews
LaSalle St. attracts $550M team with 50-year history to its network
RIAS RIA NEWS NOV 29, 2023
LaSalle St. attracts $550M team with 50-year history to its network

Firm operating across five states switches from Western International.

By Steve Randall
T. Rowe Price to reestablish role of head of global investments in 2024
RIAS RIA NEWS NOV 29, 2023
T. Rowe Price to reestablish role of head of global investments in 2024

The role was previously held by Rob Sharps, who became CEO in 2022.

By Steve Randall
Gold continues rally amid Fed rate cut expectations
RIAS RIA NEWS NOV 29, 2023
Gold continues rally amid Fed rate cut expectations

The precious metal is up around 13% since October.

By Bloomberg
Should advisors go for the gold in 2024?
RIAS RIA NEWS NOV 28, 2023
Should advisors go for the gold in 2024?

Gold has been a bright spot in client portfolios so far in 2023, but will it continue to shine in the new year?

By Gregg Greenberg
Charles Munger dies aged 99
RIAS RIA NEWS NOV 28, 2023
Charles Munger dies aged 99

Warren Buffett pays tribute to the foil and sidekick who helped build Berkshire Hathaway empire.

By Bloomberg
Creative Planning acquires $535M Delaware RIA
RIAS RIA NEWS NOV 28, 2023
Creative Planning acquires $535M Delaware RIA

Wilmington-based Daniels + Tansey provides integrated financial advisory, tax planning and investment management services to individuals, families and small businesses.

By InvestmentNews
Are retirees’ nonworking assets dragging them down?
ADVISOR NEWS RETIREMENT PLANNING NOV 28, 2023
Are retirees’ nonworking assets dragging them down?

It's important for retirees to consider downsizing their home or selling the unused vacation home to streamline their financial life and shed assets that cost money to maintain.

By InvestmentNews
Sometime broker charged in Vermont shootings
RIAS RIA NEWS NOV 28, 2023
Sometime broker charged in Vermont shootings

Eaton's on-and-off career most recently had him working at CUSO Financial Services.

By Bruce Kelly
$3B San Diego-based firm joins Commonwealth
RIAS RIA NEWS NOV 28, 2023
$3B San Diego-based firm joins Commonwealth

Mammini Co. focuses on working with labor unions and corporate retirement plan sponsors.

By InvestmentNews
How planner built firm after moment of inspiration
RIAS RIA NEWS NOV 28, 2023
How planner built firm after moment of inspiration

Cheryl Holland founded her fee-based advisory firm 25 years ago.

By InvestmentNews
Cetera completes Avantax acquisition, adding $82B AUA
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 28, 2023
Cetera completes Avantax acquisition, adding $82B AUA

The Avantax team comprises 3,111 financial professionals.

By Steve Randall
State Street Global Advisors hires ETF expert as chief business officer
RIAS RIA NEWS NOV 28, 2023
State Street Global Advisors hires ETF expert as chief business officer

New hire was previously global head of ETFs at Invesco.

By Steve Randall
Citi strategists say US stock rally likely ending
RIAS RIA NEWS NOV 28, 2023
Citi strategists say US stock rally likely ending

Bullish signals for futures are fading but there could still be some gains ahead.

By Bloomberg
Sale for $22B alternative asset manager Castlelake?
RIAS RIA NEWS NOV 28, 2023
Sale for $22B alternative asset manager Castlelake?

Minneapolis-based firm reported to be considering options.

By Bloomberg
BlackRock plan would free up to $4T in climate change funding
RIAS RIA NEWS NOV 28, 2023
BlackRock plan would free up to $4T in climate change funding

As COP28 gets underway, reform of multilateral development banks is proposed.

By Bloomberg
Q3 advisor moves down 18.9% from year before
ADVISOR NEWS INDEPENDENT BROKER DEALERS NOV 27, 2023
Q3 advisor moves down 18.9% from year before

The recruiting data show advisors' preference for operating under independent models.

By Devin McGinley
Pension funds have lost market share among 100 largest asset owners with $23T AUM
ADVISOR NEWS RETIREMENT PLANNING NOV 27, 2023
Pension funds have lost market share among 100 largest asset owners with $23T AUM

Report reveals the owner groups that are jostling for pole position globally.

By Steve Randall
Oil market may be oversupplied, OPEC+ meeting in focus
RIAS RIA NEWS NOV 27, 2023
Oil market may be oversupplied, OPEC+ meeting in focus

Oil prices are under pressure ahead of a key production cut decision.

By Bloomberg