RIA News

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Fidelity highlights four trends in women's financial wellness for 2025
RIA NEWS MAR 04, 2025
Fidelity highlights four trends in women's financial wellness for 2025

Whether at work or in retirement, the landscape for women is changing.

By Steve Randall
Older Americans most likely to face financial scam, but least likely to lose money
RIA NEWS MAR 04, 2025
Older Americans most likely to face financial scam, but least likely to lose money

Younger generations may be putting their cash at risk, survey reveals.

By Steve Randall
Social Security Administration cuts are a move toward privatization, Wyden says
RETIREMENT PLANNING MAR 03, 2025
Social Security Administration cuts are a move toward privatization, Wyden says

With big staff cuts coming to an agency already struggling to provide customer service, Social Security claimants should begin preparing, advisors said.

By Emile Hallez
RIAs offer tips for getting the most from their marketing dollars
RIA NEWS MAR 03, 2025
RIAs offer tips for getting the most from their marketing dollars

Financial advisors explain how to maximize marketing spending from events to swag.

By Gregg Greenberg
Focus, Composition Wealth unveil latest acquisitions
RIA NEWS MAR 03, 2025
Focus, Composition Wealth unveil latest acquisitions

Focus Financial is solidifying its presence in Canada while the RIA formerly known as Miracle Mile Advisors extends its presence in the Pacific Northwest.

By Leo Almazora
UBS on the hook for $92.2 million in damages linked to advisor’s short sales of Tesla
EQUITIES MAR 03, 2025
UBS on the hook for $92.2 million in damages linked to advisor’s short sales of Tesla

The Finra panel found UBS Financial Services liable for $69.1 million in punitive damages.

By Bruce Kelly
US markets tumble as Trump confirms tariffs on Canada, Mexico
RIA NEWS MAR 03, 2025
US markets tumble as Trump confirms tariffs on Canada, Mexico

There's 'no room left' to negotiate, says Trump.

By Matthew Sellers
How RIAs can make women's voices heard in financial conversations
RIA NEWS MAR 03, 2025
How RIAs can make women's voices heard in financial conversations

Two financial leaders weigh in on why women may shrink back from investment and planning discussions and what advisors can do to help bring them in.

By Leo Almazora
Crypto rally proves short-lived as Trump's strategic reserve plan remains short on details
ALTERNATIVES MAR 03, 2025
Crypto rally proves short-lived as Trump's strategic reserve plan remains short on details

A weekend boost for five crypto tokens, courtesy of a social media post from the president, fizzled out by mid-Monday morning.

By Leo Almazora
SEC dangles $50,000 resign-or-retire incentive for employees
REGULATION AND LEGISLATION MAR 03, 2025
SEC dangles $50,000 resign-or-retire incentive for employees

A memo from SEC COO Ken Johnson gives staff several weeks to accept a voluntary separation package or early retirement.

By Bloomberg
Loneliness, risk-taking makes older Americans prime fraud targets, Finra says
RETIREMENT PLANNING MAR 03, 2025
Loneliness, risk-taking makes older Americans prime fraud targets, Finra says

Survey offers a fresh glimpse into the vulnerabilities that scammers exploit, and how targeted strategies against financial illiteracy and isolation could help.

By Leo Almazora
Berkshire Hathaway is piling cash. Advisors say that's not such a bad thing
RIA NEWS MAR 03, 2025
Berkshire Hathaway is piling cash. Advisors say that's not such a bad thing

The company revealed a cash hoard of $334 billion last week. Does this mean CEO Warren Buffett is turning bearish?

By Gregg Greenberg
Trump's gold card visa proposal sparks questions, concerns
RIA NEWS MAR 03, 2025
Trump's gold card visa proposal sparks questions, concerns

The president's recently floated scheme to draw affluent individuals who invest at least $5 million has drawn skepticism from immigration experts and real estate industry representatives.

By Leo Almazora
Analysts speak out against $51B 'buffermania' ETF boom
ETFS MAR 03, 2025
Analysts speak out against $51B 'buffermania' ETF boom

The defined-outcome products, once offered only to institutions, are undergoing increased scrutiny as experts pan questionable hedging benefits and lost upside opportunities.

By Bloomberg
Prime Capital Financial launches UHNW family office
RIA NEWS MAR 03, 2025
Prime Capital Financial launches UHNW family office

The Overland Park, Kansas-based RIA's acquisition of Sinecera Capital gives it a new foothold to service the ultra-affluent.

By Leo Almazora
'Start saving now' for 'collapse' of Social Security system, warns former chief
RIA NEWS MAR 03, 2025
'Start saving now' for 'collapse' of Social Security system, warns former chief

DOGE-directed job cuts have been announced and critics are worried.

By Steve Randall
Hamilton Lane launches private secondary market fund for US investors
ALTERNATIVES MAR 03, 2025
Hamilton Lane launches private secondary market fund for US investors

Firms says fund is part of its commitment to broadening private market options.

By Steve Randall
For four in five Americans, inflation is making it harder to achieve life goals
RIA NEWS FEB 28, 2025
For four in five Americans, inflation is making it harder to achieve life goals

Survey exposes how rising costs of living and economic uncertainty are shaping the different demographic cohorts' financial outlook.

By Leo Almazora
Structured annuities set record pace with $62.9B sales in 2024
RETIREMENT PLANNING FEB 28, 2025
Structured annuities set record pace with $62.9B sales in 2024

Total annuity sales reached $427 billion, with index and variable annuity product sales also accelerating for the year.

By Leo Almazora
BlackRock introduces its bitcoin ETF into model portfolios
ALTERNATIVES FEB 28, 2025
BlackRock introduces its bitcoin ETF into model portfolios

The addition sounds risky at a time of cratering bitcoin prices, but the asset management titan says advisor demand is strong.

By Bloomberg