Independent advisers are enjoying the attention of Wall Street, where some big banks are focused on acquiring privately held assets
Financial advisers should be 'legally obligated' to put clients’ interests first, according to the draft document
A column this week by former AQR managing director Aaron Brown questioned the benefits of 401(k)s
The Broadridge affiliate has not filed notices required by the DOL, plaintiffs in a class-action lawsuit claim
The veteran advisers, natives of Venezuela, are based in Miami
Compensation and control over the client relationship are two key issues surrounding the shutdown
But there is little consensus on how to do so, according to comment letters submitted this week to the regulator
Timeline will use the cash influx to enhance the API technology behind it’s calculation engine
The precious metal is uniquely suited to hedge the disruptions of 2020
Merrill Lynch, UBS and Wells Fargo have all adapted to an increase in digital adoption, according to second-quarter earnings reports
Cornerstone Financial Planning in Florida is led by a brother-sister team
Deposits at commercial banks have risen 18% this year, to a record $15.6 trillion, and money-market fund assets are almost $1 trillion higher than before the pandemic
More top-level departures are expected as the $26 billion megamerger draws nearer
Advisers are experiencing "longer than usual wait times," according to a memo
Some TDFs that limited losses during the market dive early in the year came out on top, an analysis of Morningstar Direct data shows
The class action alleges the company didn’t prudently monitor record-keeper expenses
Morgan Stanley and Mastercard announcing moves to make finance more sustainable
Blockchange gives advisers discretionary management over digital assets including Bitcoin, Ethereum, Bitcoin Cash and Litecoin, among others.
Bills have been introduced in both the House and Senate that would adjust the formula to avoid a drop in benefits for those who turn 60 this year
It's getting harder for advisers who don't specialize in 401(k) plans to dabble in an industry littered with regulatory and legal land mines
