He says the proposal is more appropriate than the DOL fiduciary rule.
A perennial member of Barron's list of top financial advisers, his team managed nearly $3 billion in client assets
Latest research from DeVoe & Co. shows a first-quarter spike in activity.
Ordered to pay $5.2 million in restitution.
Husband-and-wife-led team operates as Questmont Strategic Wealth.
The regulator may have purposely left portions of the standard vague so it can crack down on behavior not explicitly stated in the rule.
Under new rule, brokers would not have to have control of account to be found liable.
The U.S. auto industry has changed dramatically in recent decades. Is wealth management headed for the same type of disruption?
The movement to create multiple employer plans creates opportunity for retirement plan advisers.
Much work remains on the proposal, so feedback is crucial.
With revenue up, interest rates rising and regulation easing, IBDs are soaring.
Data include a breakdown of fee, commission revenue.
Compounding female wage inequity jeopardizes retirement security
The successor to income inequality is longevity inequality
Detroit and San Jose lead the list
Charles Schwab posted its highest quarterly revenue ever and ETrade saw its highest quarterly sales since 2009.
Experts say advisers will be able to point to their role as fiduciaries as a differentiator in the advice market.
Finra panel says barred rep Barry Connell must pay compensatory damages.
The successor to income inequality is longevity inequality.
Adviser claims he was kicked off custodian's platform because of his political views.
