Major financial trade groups want the Securities and Exchange Commission to go first.
If advisers commit to staying at FiNet for a two-to-three year period, they will not have to pay Wells the fees it currently charges advisers switching channels.
Global stocks and U.S. Treasuries are seeing their most "extreme" start to a year ever, bank says.
The change may not be that big a deal for many clients, but they need to understand their options.
With Fidelity imposing an additional fee, Vanguard likely will look less attractive compared with comparably priced index-fund providers, advisers said.
But suspension remains in effect until April
Small RIAs see only the upside of joining the agreement, which allows them to recruit without fear of litigation
Dennis Hall joins a New Jersey indie practice affiliated with FiNet.
Paul Betenbaugh admitted to impersonating a former Edward Jones colleague on Craigslist to disparage the competitor.
The settlement would make the harmed investors whole, but can they collect?
Charges firm's execs with lying to investors in real estate deals.
Parent of FSC, Royal Alliance, SagePoint and Woodbury added $13 billion in AUA.
Data analysis can illustrate how healthy behavior increases longevity and reduces retirement expenses.
Increasing longevity is a key factor explaining why a growing portion of Americans aren't ready for retirement.
Diverse efforts and a tweet from Trump came together for rescue
Limited services available in field offices during funding lapse.
More smaller transactions brought the average size deal down to $881 million from just over $1 billion in 2016.
Michael Kitces and Alan Moore want paying for financial advice to be as easy as Netflix subscription.
Firm says he was not fired for sexual misconduct.
The 0.05% fee is ostensibly a response to Vanguard's distribution model, but may also make the company's funds less attractive due to higher cost.
