Agency says it will pay particular attention to firms that employ advisers with rogue histories at broker-dealers to ensure the hires are properly supervised. <b><i>(More: <a href="http://www.investmentnews.com/article/20160612/FREE/160619986/firms-on-the-hook-for-hiring-bad-brokers"_blank">Editorial: Firms on the hook for hiring bad brokers</a>)</i></b>
'This is a big, big moment,' according to DoubleLine Capital's chief investment officer. 'Interest rates have bottomed.'
Performance anticipation push financials to the head of the pack in August.
Plus: Deutsche Bank selloff linked to Obama administration leaks, knowing your active commodity ETF, and the real cost of “free”
The industry fails investors by clutching to a long-gone past, rather than moving forward by offering proven, updated investment approaches offered to large institutions.
Top-ranked college savings plans, based on assets and performance.
Plus: Fed members talking up a storm, the Hillary-health factor, and the illegal immigrant working at Goldman
Among the most important tactics the HighTower CEO employs to overcome this learning disorder is to shun multi-tasking and really focus on the task at hand.
Private equity had the biggest rise in asset class allocation in family office portfolios.
Measure also contains requirement for SEC to conduct 'rigorous' cost-benefit analysis before proposing its own fiduciary-advice rule.
Fidelity to roll out a momentum ETF next week.
Plus: Investors can't get enough of muni bond ETFs, finding robust yields in fine wines, and a pampered perspective.
When helping retirees tap retirement assets efficiently so they don't run out of money in retirement, America is a laggard.
When helping retirees tap retirement assets efficiently so they don't run out of money in retirement, America is a laggard.
Kunal Kapoor, who currently serves as Morningstar's president, has been appointed the new CEO.
It starts with the simple things, but not easy things. Asking questions. Listening more than we talk. Acting as a news filter to separate the valuable from the useless.
Life insurance remains the last, largest, most-neglected asset on clients' balance sheets.
Attempting to define all firms as wirehouse, independent or regional is as accurate as saying all ice cream is chocolate, vanilla or strawberry.
Investing in stocks that provide both high and growing dividend income may benefit a portfolio undergoing the duress of withdrawals.
But investors should expect volatility as election heats up.
