RIAs

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NEWS RIAS AUG 11, 2017
North Korea: How should advisers react?

Saber rattling is cause for concern, but advisers are not making wholesale moves in client portfolios.

By John Waggoner
NEWS RIAS AUG 09, 2017
Average age of advisers is falling — and so is their pay

Survey finds more firms hiring younger advisers, which is bringing average salaries down.

By Liz Skinner
NEWS RIAS AUG 09, 2017
DOL seeks to delay fiduciary rule until July 2019

Battle intensifies as DOL seeks to push off implementation until July 2019.

By Mark Schoeff Jr.
NEWS RIAS AUG 09, 2017
Private equity investors zero in on the RIA business

P-E proves to be ready and willing to invest in RIAs, but many will be looking to sell in three to seven years.

By Jeff Benjamin
NEWS RIAS AUG 07, 2017
Scottrade advisers test custodial waters

Some could choose not to follow company to TD Ameritrade when acquisition hits in September.

By Jeff Benjamin
NEWS RIAS AUG 07, 2017
Custodians are charting fintech's future

From workflow efficiencies to robo-advice and artificial intelligence, the big four are developing technology to entice advisers.

By Liz Skinner
NEWS RIAS AUG 07, 2017
Morgan Stanley loses $390 million team to Baltimore-area hybrid

Two-adviser, four-person group joins Harbor Investment Advisory.

By InvestmentNews
NEWS RIAS AUG 07, 2017
Top clearing and custody firms for financial advisers

<i>InvestmentNews</i> gathers client and asset data to assemble company rankings.

By Ellie Zhu
NEWS RIAS AUG 04, 2017
Adviser denies any role in fake news story about murdered DNC staffer

The private investigator Ed Butowsky hired to look into the murder of Seth Rich is now suing him and Fox News for defamation.

By Bruce Kelly
NEWS RIAS AUG 03, 2017
Ex-Morgan Stanley executive acquires two broker-dealers, 500 advisers

Doug Ketterer is launching Atria Wealth Solutions with the backing of private equity shop Lee Equity Partners.

By Bruce Kelly
NEWS RIAS AUG 02, 2017
Thrivent acquires $7 billion RIA Ronald Blue & Co.

Firm says move expands its trust company capabilities and ability to serve complex financial needs.

By InvestmentNews
NEWS RIAS AUG 01, 2017
Assets at RIAs growing at 5.8%: report

Investment Adviser Association and NRS also say number of firms increased by 2.7% year over year.

By InvestmentNews
NEWS RIAS AUG 01, 2017
RIAs less optimistic about economy and stock market

They have higher hopes for global economy, TD Ameritrade survey finds.

By Bloomberg
NEWS RIAS JUL 31, 2017
Fidelity Investments fires another salvo in the fee wars

Mutual fund company announces fee cuts to 14 of its stock and bond index funds, claiming they have less expensive comparable funds than archrival Vanguard.

By John Waggoner
NEWS RIAS JUL 31, 2017
HighTower's president resigns

By Jeff Benjamin
NEWS RIAS JUL 31, 2017
Why RIAs are the future of financial advising

By Gillian Albert
NEWS RIAS JUL 27, 2017
Hanson McClain sells majority interest to private equity firm

Founders of the RIA will stay on and use proceeds to expand into new markets.

By InvestmentNews
NEWS RIAS JUL 27, 2017
Fidelity taps Goldman Sachs to expand lending services through RIAs

Streamlined non-purpose loans use investment portfolios as collateral.

By Jeff Benjamin
NEWS RIAS JUL 25, 2017
United Capital buys three RIAs, adds $758 million

The 'hat trick' is in line with consolidator acquisition trends

By Jeff Benjamin
NEWS RIAS JUL 24, 2017
Near-record pace of M&A continues for RIA firms

Second-quarter saw 38 deals, says DeVoe report.

By InvestmentNews