In his new role, Mr. Robbins will be working with his long-time financial adviser Ajay Gupta.
Many advisers and the firms they work for are still woefully unprepared for what lies ahead.
Mr. Fisher will stay on as executive chairman and co-CIO of the investment adviser
Some clients take years to fire their advisers
The deal is the latest sign of ramped-up dealmaking in the RIA industry.
Billionaire behind Fisher Investments has discussed his intentions for years, but succession plan isn't clear.
Unit will develop 'new tools and techniques' to strengthen risk analysis and surveillance.
An exam can be demanding and time-consuming, but it will go smoother if you prepare for it in advance. </br><b><i>(Plus: <a href="//www.investmentnews.com/gallery/20160311/FREE/311009999/PH/sec-exam-cheat-sheet" target="_blank" rel="noopener noreferrer">10 tips to survive an SEC exam</a>)</b></i>
A new working paper by business school professors at the University of Chicago and University of Minnesota also found that industry-wide 7% of financial advisers have been disciplined for misconduct.
It is no secret that financial giants like Charles Schwab and Vanguard Group have disrupted the robo-adviser industry. Just look at their assets under management.
Despite it being unlikely that two SEC nominees get confirmed anytime soon, the regulator must not hesitate in getting on with its important mission.
Advisers like David Adams, who works predominantly with musicians and entertainers, must march to a different drummer to succeed with celebrity clients.</br> <b><i>(More: <a href="//www.investmentnews.com/gallery/20160214/FREE/214009999/PH/9-tips-for-advisers-looking-to-work-with-celebrity-clients"" target=""_" rel="noopener">9 tips for working with celebrity clients</a>)</b></i>
TD Ameritrade Institutional President Tom Nally is urging financial advisers to help restore the industry's reputation with investors amid heightened regulatory scrutiny of the wealth management industry.
<i>Breakfast with Benjamin</i> Professors take it to the advice industry with a new paper charging economy-wide adviser misconduct.
The alternatives platform's collapse underscores the concept that when something looks too good to be true, it probably is.
Combined business will have about $13 billion in assets under advisement.
GYL joined Focus Financial's network this month as it seeks to expand through acquisition.
All you have to do is pass the Uniform Investment Adviser Law Examination and answer 72% of the questions correctly
Senior columnist Bruce Kelly says the agency going after conflicts of interest means closer scrutiny of RIAs and their businesses.
