RIAs

Displaying 5014 results
NEWS RIAS AUG 23, 2013
Mass affluent crowd worth pursuing with new approach

Deloitte report says innovations in pricing, products and services can bring this crowd back.

By Liz Skinner
NEWS RIAS AUG 22, 2013
Five factors fueling the growth of the RIA hybrid model

If the full-service corporate RIA model is the mainland and the independent RIA-only model is an island, the open architecture of the RIA hybrid could be considered the bridge between the two.

By Tom Daley
NEWS RIAS AUG 22, 2013
All in the family as RIAs step up to buy other RIAs

'Serial' buyers - firms doing three or more deals - becoming more common.

By DJAMIESON
NEWS RIAS AUG 21, 2013
Focus adds $2.2 billion RIA Telemus

Latest deal increases roster of partner firms to 27

By DJAMIESON
NEWS RIAS AUG 21, 2013
RIA deal activity subdued in 2012 amid uncertain economy, shaky markets

Fourth quarter flurry helped boost numbers over 2011 tally but just barely.

By DJAMIESON
NEWS RIAS AUG 20, 2013
The Takeaway: Where active managers have an edge

By Joshua Brown
NEWS RIAS AUG 20, 2013
LPL has solid second quarter but recruiting still sluggish

LPL enjoyed a solid financial quarter, but their adviser recruiting remained sluggish. Is there an end in sight for this slowdown?

By Bruce Kelly
NEWS RIAS AUG 18, 2013
Focus adds $2.2B

By DJAMIESON
NEWS RIAS AUG 18, 2013
RIAs continue to surge while brokerages sputter

By DJAMIESON
NEWS RIAS AUG 18, 2013
Deals at five-year low, with just 18 so far this year, Schwab says

Advisers too busy adding clients and assets to pursue transactions.

By DJAMIESON
NEWS RIAS AUG 16, 2013
Advisers prep for Hurricane Sandy to land

Advisers on the east coast hunker down ahead of Hurricane Sandy, described by meteorologists as a 'once-in-a-century' storm.

By Liz Skinner
NEWS RIAS AUG 13, 2013
The Takeaway: Meet the "Bloomberg for RIAs"

By Joshua Brown
NEWS RIAS AUG 12, 2013
Adviser gets sacked after ripping off her NFL linebacker client

What Jeff's reading today: Jail time for adviser who ripped off her NFL linebacker client, plus: the taper question, 98% chance of a market crash next year, the yen-dollar trade, New Yorkers dodge taxes, and (surprise!) Congress wastes your money.

By Jeff Benjamin
NEWS RIAS AUG 12, 2013
Focus Financial gets cash to pay shareholders

New private equity investment provides first opportunity for cash out.

By AOSTERLAND
NEWS RIAS AUG 12, 2013
Focus bolsters recruiting

By AOSTERLAND
NEWS RIAS AUG 11, 2013
Attracting RIAs with more services

By DJAMIESON
NEWS RIAS AUG 11, 2013
Channel changes and hybrids keep firms on their toes

By DJAMIESON
NEWS RIAS AUG 11, 2013
SEC's Aguilar: Custody rules may prevent another Madoff

New guidelines won't be overly burdensome, commissioner says.

By Mark Schoeff Jr.
NEWS RIAS AUG 11, 2013
Integrations still on the tech road map

By Janowski Davis
NEWS RIAS AUG 11, 2013
Custodians

By mlanche