The number of deals increased 46% year-over-year, while the amount of assets grew 32%.
The new broker-dealer expects to transition up to 30 financial advisors who are currently registered with Osaic.
The firm is expanding its focus on wealth management and retirement plan advisory.
Jack Ginter was the president of Wells Fargo's private bank until he left in 2021.
Burlington, Massachusetts-based Affinia has 10 professionals overseeing $418 million in assets.
The Royal Alliance name and brand had been around since 1989.
Toronto-based CI says it will combine offices in Boston, Chicago and Miami, in addition to the New York office move it announced earlier this year.
PRISM Financial Strategies has a specific niche serving the unique wealth management and advisory needs of women.
CG Advisor also has a relationship with LPL's custodian and is looking to partner with a third or fourth custodian.
Here's a list of the biggest hybrid registered investment advisors, based on the data firms report to the SEC on their Form ADV.
'Kowach has been laying the groundwork for this since last year,' says one industry source.
The asset-based model is the default setting for many firms, but more creative thinking is needed to attract the next generation of clients.
Deal brings together two of the longest-established US wealth management businesses.
Allworth's board has begun a search for a new chief executive.
It's the fifth sub-acquisition since Fairport joined Hightower in 2017.
National registered investment advisor firm expands its Californian presence with latest acquisition.
'It's a weird little portmanteau,' one marketing executive said.
Advisors hail traditional benefits of ETFs while trend toward aggressive equity exposure shows how 'soft landing has replaced recession.'
Martin Smith blends his advisory niche with an old-school method of rolling up his sleeves and making lots of cold calls.
The expanded investment banking and capital markets team will focus on three key verticals.
