Firm is consolidating its operations in St. Petersburg, Florida
Christopher W. Burns allegedly fled the day before he was expected to hand over documents to the regulator
Patron Partners, led by Stephen Caton and Rick Figueroa, sets up shop in Houston
The industry icons expressed differing views on the future of advice during InvestmentNews’ FinTech Virtual Summit
Transactions during the quarter totaled 55, with many involving ‘professional’ buyers, Echelon reports
Fairway Wealth Management will become the second Focus firm in Ohio
Acquisition of RIA firm will add to footprint in Middle Atlantic states
Moore, chief operating officer for Dallas-based Quest Capital Management, is currently completing a three-year term on FPA's board
A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages
Marietta, Georgia-based Lindner Capital Advisors and its principal were also charged with compliance deficiencies
The fast-growing advisory business reached a deal to buy $3.4 billion in assets from Umpqua Holdings Corp.
Firms must consider the interplay between different reporting laws in each state to maximize their immunity
The NASAA report analyzed the results of a benchmarking exam taken prior to implementation of Reg BI
The newly minted advisory firm, Oxler Private Wealth, has chosen Pershing as its custodian
Marc DeCicco and Tad Wilson started North Bend Wealth Management in Vienna, West Virginia
The Canadian company’s acquisition of the Cincinnati-based adviser is its ninth RIA transaction this year
Confidence has increased among respondents that the next generation can afford to buy firms
Morningstar conference panel touts niche practices and the personal touch
We look at the big news, announcements and underlying trends and developments that are emerging in the world of technology solutions for financial advisers!
Deal for Michigan-based unit adds $6.27 billion in institutional assets
