RIAs

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NEWS RIAS SEP 09, 2013
Is Investors Capital in play?

Spike in trading and share price fuel speculation that B-D parent is acquisition target.

By Bruce Kelly
NEWS RIAS SEP 09, 2013
Canadian firm snaps up L.A.-based wealth manager with $7.3B in assets

Fiera Capital pays $125M for Bel Air Investment Advisors, also buys N.Y. manager Wilkinson O'Grady.

By DJAMIESON
NEWS RIAS SEP 09, 2013
Advisers rushing to get deals done by end of the year

With two major mergers already in the books this month, advisers in the midst of selling their practices are going all-out to complete those deals and avoid looming tax hikes

By Bloomberg
Another RIA acquisition — and it's in California again
NEWS RIAS SEP 09, 2013
Another RIA acquisition — and it's in California again

Beacon Pointe to buy Wealth Management Network on Monday; a trend?

By Bruce Kelly
NEWS RIAS SEP 03, 2013
Cetera finds replacement for Grist

Cetera has hired Steve Dunlap, an executive at Bank of New York Mellon's Lockwood Advisors, to replace Barnaby Grist, who is leaving at the end of the month.

By Michael Shagrin
NEWS RIAS AUG 28, 2013
RIAs vs. wirehouses: who will gather more share?

RIAs continue to surge while full-service brokerage firms sputter

By DJAMIESON
NEWS RIAS AUG 27, 2013
Focus adds Midwest firm to the fold

New partnership has $400 million in assets, more than 200 clients.

By DJAMIESON
NEWS RIAS AUG 26, 2013
Tibergien to speak at IN best practices workshops

By Gregory Crawford
NEWS RIAS AUG 23, 2013
Mass affluent crowd worth pursuing with new approach

Deloitte report says innovations in pricing, products and services can bring this crowd back.

By Liz Skinner
NEWS RIAS AUG 22, 2013
Five factors fueling the growth of the RIA hybrid model

If the full-service corporate RIA model is the mainland and the independent RIA-only model is an island, the open architecture of the RIA hybrid could be considered the bridge between the two.

By Tom Daley
NEWS RIAS AUG 22, 2013
All in the family as RIAs step up to buy other RIAs

'Serial' buyers - firms doing three or more deals - becoming more common.

By DJAMIESON
NEWS RIAS AUG 21, 2013
Focus adds $2.2 billion RIA Telemus

Latest deal increases roster of partner firms to 27

By DJAMIESON
NEWS RIAS AUG 21, 2013
RIA deal activity subdued in 2012 amid uncertain economy, shaky markets

Fourth quarter flurry helped boost numbers over 2011 tally but just barely.

By DJAMIESON
NEWS RIAS AUG 20, 2013
The Takeaway: Where active managers have an edge

By Joshua Brown
NEWS RIAS AUG 20, 2013
LPL has solid second quarter but recruiting still sluggish

LPL enjoyed a solid financial quarter, but their adviser recruiting remained sluggish. Is there an end in sight for this slowdown?

By Bruce Kelly
NEWS RIAS AUG 18, 2013
Focus adds $2.2B

By DJAMIESON
NEWS RIAS AUG 18, 2013
RIAs continue to surge while brokerages sputter

By DJAMIESON
NEWS RIAS AUG 18, 2013
Deals at five-year low, with just 18 so far this year, Schwab says

Advisers too busy adding clients and assets to pursue transactions.

By DJAMIESON
NEWS RIAS AUG 16, 2013
Advisers prep for Hurricane Sandy to land

Advisers on the east coast hunker down ahead of Hurricane Sandy, described by meteorologists as a 'once-in-a-century' storm.

By Liz Skinner
NEWS RIAS AUG 13, 2013
The Takeaway: Meet the "Bloomberg for RIAs"

By Joshua Brown