What Jeff's reading today: Jail time for adviser who ripped off her NFL linebacker client, plus: the taper question, 98% chance of a market crash next year, the yen-dollar trade, New Yorkers dodge taxes, and (surprise!) Congress wastes your money.
New private equity investment provides first opportunity for cash out.
New guidelines won't be overly burdensome, commissioner says.
Rise in expenses puts major dent in company's 2Q financials
GAO report shows scant oversight of commission's charges
The SEC has warned investors that advisers may be mishandling their assets. The caution comes after examinations uncovered custody-related problems in one-third of the firms reviewed.
Younger generation needs financial planning guidance and present opportunity for long-term relationship
Los Angeles-based Crowell to become regional hub.
Carson Wealth Management acquired a hybrid advisory firm today and plans to buy a bunch more--up to eight--by the end of the year. What's CEO Ron Carson up to? Bruce Kelly has the story.
Alan Goldfarb tells <i>InvestmentNews</i> why he decided to resign as chairman of the CFP Board — and the nature of the allegation that has been leveled against him.
Smith Anglin, in first-ever acquisition, merges with Rhoads Lucca
Higher managed account fees on higher average invested assets boost numbers.
Deal gives St. Louis-based firm a fourth location, asset bump to $4.9B.
Securities America, NorthStar Financial unveil RIA targetubg midsize hybrids. Dan Jamieson has all the details.
