RIAs

Displaying 5002 results
North America's richest three up $17.4B; Buffett, Gates lead the way
NEWS RIAS MAY 04, 2012
North America's richest three up $17.4B; Buffett, Gates lead the way

Global markets fell last week on news that manufacturing in Europe and China contracted and sales of new U.S. homes fell in February.

By Doug Cubberley
NEWS RIAS MAY 04, 2012
Finra may unlock BrokerCheck

By Dan Jamieson
NEWS RIAS MAY 03, 2012
INTV: What's next for the independent channel

By Mark Bruno
NEWS RIAS MAY 02, 2012
Analysis: Fiduciary standard can cover brokers too

By Michael Kitces
NEWS RIAS MAY 01, 2012
New website promises investors a peek at prices

By Lavonne Kuykendall
NEWS RIAS APR 30, 2012
United Capital dialed in to different type of asset with Pomeranz buy

Rollup firm acquires much smaller outfit — but lands popular radio show in the process

By Lavonne Kuykendall
NEWS RIAS APR 29, 2012
Advisers say iPad makes them more efficient

Advisers say that an increasing number of timesaving iPad apps are aiding their productivity

By Liz Skinner
NEWS RIAS APR 29, 2012
Show some moxie on client proxies

By MFXFeeder
NEWS RIAS APR 29, 2012
Top RIAs form anti-roll-up advocacy group

By Bruce Kelly
Brand space race threatens smaller RIAs
NEWS RIAS APR 27, 2012
Brand space race threatens smaller RIAs

Advent of large national firms will make it tough on minnows, says United Capital's boss

By LKUYKENDALL
NEWS RIAS APR 27, 2012
Wells Fargo mulls branch closures

By Bloomberg
NFL's Kyle Orton sues Chicago law firm over investments
NEWS RIAS APR 27, 2012
NFL's Kyle Orton sues Chicago law firm over investments

Claims big losses from partnerships that failed to provide anticipated tax benefits

By Doug Cubberley
Merged Dallas, OKC firms rename, to expand regional footprint
NEWS RIAS APR 26, 2012
Merged Dallas, OKC firms rename, to expand regional footprint

Burns Advisory and Executive Financial are in final stages of integration after adopting a new name

By InvestmentNews
NEWS RIAS APR 26, 2012
Greg Friedman answers five key questions about the RIA business

By Paul Menchaca
Ironclad deal: Savant hooks up with The Monitor Group in rare RIA merger
NEWS RIAS APR 26, 2012
Ironclad deal: Savant hooks up with The Monitor Group in rare RIA merger

Tie up creates $2.5B firm; combined outfit vaults into top 50

By Bruce Kelly
NEWS RIAS APR 26, 2012
Why Ric Edelman is going private

Edelman Financial Group isn't big enough to develop the liquidity and attention of analysts needed for institutional investors to trade the stock, Edelman says.

By Dan Jamieson
NEWS RIAS APR 25, 2012
Fewer RIAs switching to state regulation

By DJAMIESON
NEWS RIAS APR 25, 2012
SEC seeks more examiners, but SRO idea still looming

By Mark Schoeff Jr.
NEWS RIAS APR 23, 2012
TD tabs Dorsey as head of institutional sales

Takes over top sales spot left vacant after promotion of Nally

By DJAMIESON
NEWS RIAS APR 23, 2012
SEC's 'no-action' letter could signal next step for alts custody

Commission's decision seen as tacit endorsement of the Alternative Investment Product service

By Dan Jamieson