RIAs

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More rejiggering as RJ looks to gin up custody business
NEWS RIAS MAR 22, 2012
More rejiggering as RJ looks to gin up custody business

Van Law taking over operation, which will become stand alone unit; 'significant opportunities'

By Mark Bruno
NEWS RIAS MAR 21, 2012
Breaking up is hard to do - especially with annuities

By Darla Mercado
Schumer wants early fight on ending Bush-era tax cuts for top earners
NEWS RIAS MAR 20, 2012
Schumer wants early fight on ending Bush-era tax cuts for top earners

Several top Senate dems believe they're in a stronger position now than in 2010 to go after Bush-era tax cuts for top earners

By Doug Cubberley
NEWS RIAS MAR 19, 2012
Affiliated Managers Group takes maiden wealth management stake with Veritable deal

The deal is the first wealth management acquisition for AMG, which owns stakes in 27 boutique money managers that have a total of $338 billion under management.

By Dan Jamieson
NEWS RIAS MAR 19, 2012
Merrill Lynch losing top advisers

By Bloomberg
NEWS RIAS MAR 18, 2012
JOBS Act merits greater scrutiny

By MFXFeeder
10 legislative and regulatory developments advisers need to know
NEWS RIAS MAR 16, 2012
10 legislative and regulatory developments advisers need to know

Finra backs off social media regs, also aims to hike transaction fees; Congress extends payroll tax deduction - and a millionaires' tax continues to bounce back after multiple rejections. More on these recent developments and other key happenings on The Hill that will impact financial advisers.

By Mark Schoeff Jr.
SEC OK latest boost for alts clearing service
NEWS RIAS MAR 15, 2012
SEC OK latest boost for alts clearing service

Commission gives thumbs up again to Alternative Investment Product

By DJAMIESON
Republican tax break pruning complicates extensions outlook
NEWS RIAS MAR 15, 2012
Republican tax break pruning complicates extensions outlook

Debate continues over more than $30 billion in so-called tax extenders, such as the research and development tax credit and the ability for financial services companies to defer taxation on income earned outside the U.S.

By Doug Cubberley
NEWS RIAS MAR 15, 2012
There are 22 jobs better than financial adviser right now

Last week, U.S. News &amp; World Report released its <a href=http://money.usnews.com/money/careers/articles/2012/02/27/the-best-25-jobs-of-2012-rankings>25 best jobs of 2012</a> ranking, and we couldn't help but notice that 'financial adviser' cracked the list.

By Mark Bruno
Suddenly, UBS and McCann have 'mo
NEWS RIAS MAR 15, 2012
Suddenly, UBS and McCann have 'mo

Turnaround at UBS Wealth Management Americas in progress; 'seemed lost a few years ago'

By Bloomberg
NEWS RIAS MAR 14, 2012
Editorial: A call for sunlight - with protections

By MFXFeeder
NEWS RIAS MAR 14, 2012
Low rates pressure financial adviser income

By Darla Mercado
Mix masters? Advisers getting better at optimizing client rosters
NEWS RIAS MAR 13, 2012
Mix masters? Advisers getting better at optimizing client rosters

AUM down in 2011, but production up; 'focusing more on their larger accounts'

By Andrew Osterland
Charles Goldman tells indie advisers: 'Wind is at your backs'
NEWS RIAS MAR 12, 2012
Charles Goldman tells indie advisers: 'Wind is at your backs'

Plenty of business for the taking, says ex-head of Schwab Advisor Services; 'a lot of meat on the bone'

By Dan Jamieson
NEWS RIAS MAR 11, 2012
Viva Puerto Rico

By Mark Schoeff Jr.
Advisers who went indie say the move has paid off: Fidelity
NEWS RIAS MAR 07, 2012
Advisers who went indie say the move has paid off: Fidelity

In a survey of 173 advisers who went independent in the past five years, 76% said they are better off financially because of the move.

By Bloomberg
NEWS RIAS MAR 07, 2012
TD's Bradley: $340B in breakaway pipeline

TD Ameritrade's Tom Bradley sits down with InvestmentNews deputy editor Frederick P. Gabriel Jr.

By Mark Bruno
NEWS RIAS MAR 06, 2012
Expiring surrender charges force clients to make tough choices

By Jason Kephart
NEWS RIAS MAR 06, 2012
How RIAs are using interns

In recent weeks, since <i>InvestmentNews</i> announced the launch of our <a href=http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20111215/FREE/111219955>Next Generation</a> initiative, I have had a number of conversations about internships and how different types of advisory firms and brokerages actually use interns.

By Mark Bruno