RIAs

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Lenox, Matter Family Office announce C-suite updates
NEWS RIAS JAN 31, 2025
Lenox, Matter Family Office announce C-suite updates

The two firms are bolstering their ability to operate and engage clients with strategic leadership appointments.

Alts shops have their eyes on advisors
NEWS RIAS JAN 30, 2025
Alts shops have their eyes on advisors

An increasing proportion of alternatives, from fully liquid to illiquid, will be sold in the wealth management channel in the coming years, according to Fuse Research. Traditional asset managers are cranking out products, and PE firms are warming up to advisors.

$55B alternatives firm New Mountain launches RIA support platform
NEWS RIAS JAN 30, 2025
$55B alternatives firm New Mountain launches RIA support platform

The New York-based firm's new unit will be headed by a seasoned Blackstone veteran, with a team of alums from Carlyle, Nuveen, BlackRock and CAIS.

Family office Pitcairn wades into RIA business with Brightside Partners deal
NEWS RIAS JAN 30, 2025
Family office Pitcairn wades into RIA business with Brightside Partners deal

The ultra-high-net-worth firm with over $9 billion of advised assets and over a hundred years of history is looking forward to its next stage of evolution.

Dynasty welcomes ex-Goldman Sachs team in Washington, DC
NEWS RIAS JAN 29, 2025
Dynasty welcomes ex-Goldman Sachs team in Washington, DC

The breakaway advisor team is making a return to independence with the launch of their own RIA firm through the Dynasty network.

Sequoia secures first stake in Minnesota with $3.8B Carlson Capital Management
NEWS RIAS JAN 29, 2025
Sequoia secures first stake in Minnesota with $3.8B Carlson Capital Management

The acquisition, which represents its largest by number of employees, further enhances the $22.6 billion RIA giant's tax planning and compliance capabilities.

New Edge Wealth, EP Wealth announce managing director hires
NEWS RIAS JAN 29, 2025
New Edge Wealth, EP Wealth announce managing director hires

Firms' appointments expand reach and capabilities for UHNW clients.

Changes in fees are coming for advisors. What will that look like?
NEWS RIAS JAN 28, 2025
Changes in fees are coming for advisors. What will that look like?

The traditional asset-based fee advisors charge clients "is going by the wayside," one executive said.

Dynasty welcomes $6.4B SageSpring Wealth Partners from Raymond James
NEWS RIAS JAN 28, 2025
Dynasty welcomes $6.4B SageSpring Wealth Partners from Raymond James

In one of the biggest leaps in recent years, the Nashville-based firm with a next-gen focus is embracing full RIA independence.

Carson Group widens California footprint
NEWS RIAS JAN 28, 2025
Carson Group widens California footprint

The acquisitive wealth giant is extending its presence in Sacramento as it welcomes a $365 million advisor duo.

Mission Wealth expands in Texas with Logic Capital merger
NEWS RIAS JAN 28, 2025
Mission Wealth expands in Texas with Logic Capital merger

The deal extends Mission Wealth's footprint into Houston while boosting it to $10.6 billion in assets under management.

Former Hightower advisor scores substantial victory in non-compete lawsuit
NEWS RIAS JAN 27, 2025
Former Hightower advisor scores substantial victory in non-compete lawsuit

The Delaware decision voiding non-compete provision under California law has far-reaching implications, says advisor's attorney.

Arax, LPL announce billion-dollar additions
NEWS RIAS JAN 27, 2025
Arax, LPL announce billion-dollar additions

The PE-backed wealth platform is expanding across Colorado and Idaho while broker-dealer giant LPL welcomes a multigenerational advisor pair from UBS.

Independent Advisor Alliance, Compound Planning hail 2024 milestones
NEWS RIAS JAN 24, 2025
Independent Advisor Alliance, Compound Planning hail 2024 milestones

IAA reached a new asset record as Compound Planning announced strategic additions to its leadership team.

Focus Partners Wealth acquires $4.16B Merriman
NEWS RIAS JAN 24, 2025
Focus Partners Wealth acquires $4.16B Merriman

The giant RIA and wealth hub is bolstering its Pacific Northwest footprint as Focus reveals another internal consolidation in Seattle.

Emigrant Partners takes minority stake in Novare Capital Management
NEWS RIAS JAN 23, 2025
Emigrant Partners takes minority stake in Novare Capital Management

The minority investor is bolstering its presence in North Carolina through a partnership with the $1.8 billion RIA.

SEC bars faith-based advisor who sold phony promissory notes
NEWS RIAS JAN 23, 2025
SEC bars faith-based advisor who sold phony promissory notes

The advisor “failed to disclose multiple conflicts of interest and misappropriated client assets," the SEC said.

$10B Merit sharpens growth focus with new M&A lead
NEWS RIAS JAN 23, 2025
$10B Merit sharpens growth focus with new M&A lead

With deep experience and wide connections, the top-ranked RIA 's latest hire from Captrust extends its streak of strategic executive recruitments.

Carson Wealth kicks off 2025 deal calendar with $1B Chicago office acquisition
NEWS RIAS JAN 23, 2025
Carson Wealth kicks off 2025 deal calendar with $1B Chicago office acquisition

The latest buyout transaction taps into an industry-wide need for succession-planning options, says Carson Group CEO.

Kingswood, CG Financial announce leadership appointments
NEWS RIAS JAN 22, 2025
Kingswood, CG Financial announce leadership appointments

The wealth firms are looking forward to the next phases of their growth stories with C-suite updates.