Financial advisers are increasingly worried about securing client information and the consequences of a data breach, but iCapital has a new idea about how to make it safer for advisers to access its network of alternative assets.
Perhaps the biggest concern for RIAs contemplating a sale is how it would affect their employees and clients.
The digital tool gives wealth managers a quantifiable way to see how their firms measure up.
Just 31% of the bank's shareholders supported the pay packages for CEO Dimon and other company executives.
The Telemessage technology, combined with existing services from Smarsh, will assist in the ongoing struggle to monitor private messaging apps used by employees at financial services firms.
Firms should be watching out for employees chatting on WhatsApp, as well as brokers in need of heightened supervision and complex products being sold to retail customers.
A California law requiring that publicly held companies have a minimum number of women on their boards was struck down on May 13.
The pace of industry recruiting has remained lower since the onset of the pandemic and the work-from-home policies and travel restrictions that followed.
The program offers independent branch owners turnkey administrative support from experienced branch associates.
The summer’s generally overcast economic and market climate probably presents the greatest challenge for many advisers and their clients.
Deborah Ng will lead and accelerate the firm’s ESG and sustainability-related initiatives.
This month’s #AdviserTech roundup looks at Orion’s acquisition of Redtail CRM, Advyzon’s launch of its Quantum Rebalancer, RightCapital’s new one-page Financial Plan Snapshot and Vanguard’s partnering with American Express.
Now is the time to make sure you are delivering true adviser value, and that your clients understand what that is.
After 35 years in the industry, Hays is retiring. He'll be replaced by Sol Gindi, who will also head the Wealth & Investment Management client relationship group.
InvestmentNews spoke with Weyrauch about his role at Citizens and the firm’s vision for growing its financial advisory business.
Here are the financial technology products gaining the most traction among advisers, based on the portion of firms that said they plan to add the solution in 2022.
Clients of Fidelity Institutional will get a discount on the cost of DACFP's Blockchain and Digital Assets certificate program.
Hybrid work can support growth and stronger client relationships if firms intentionally pursue those outcomes.
The latest round, led by Franklin Templeton and Motive Partners, brings Tifin's valuation to $842 million.
Lifetime Achievement Award winner Eddie Brown recalled starting at T. Rowe Price in 1973 as the stock market went 'straight downhill.' Compared to that, the current market is 'a piece of cake,' he said.
