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WOMEN ADVISOR COMMUNITY AUG 12, 2015
InvestmentNews launches Women to Watch list; nominations being accepted

Initiative to recognize women who are distinguished leaders, who are driven, who are innovators and who are willing to share their knowledge and experiences with other women.

By SSIRACUSE
Perez says DOL fiduciary debate shifts from whether to how
RETIREMENT PLANNING AUG 12, 2015
Perez says DOL fiduciary debate shifts from whether to how

The Secretary of Labor told lawmakers on Tuesday that the conversation has shifted to focus on how to make a new standard work.

By Mark Schoeff Jr.
PRACTICE MANAGEMENT AUG 12, 2015
AdvisorSpoke's 'Clark Kent' to the rescue

New blog adopts Superman's alter ego as its anonymous author; aims barbs at popular gossip site AdvisorHub.

By Mason Braswell
FINTECH AUG 11, 2015
Robo takes first steps into crowdfunding for college savings accounts

Heads up, BlackRock's FutureAdvisor not only manages 529 plans for free, it also gives clients a way to raise money

By Alessandra Malito
The psychology of regulation: applying nudge theory to compliance
FINTECH AUG 11, 2015
The psychology of regulation: applying nudge theory to compliance

Nudge theory and the rise of advanced technology promise new methods for advisory firms to fight the good fight in a world where the dangers of non-compliance have never been greater.

By Bill Mulligan
Envestnet acquires data-analytics and account-aggregation company Yodlee
FINTECH AUG 11, 2015
Envestnet acquires data-analytics and account-aggregation company Yodlee

This marks the wealth management software and service provider's third acquisition so far this year as it builds out its suite of tech offerings for advisers.

By Alessandra Malito
DOL to launch marathon of hearings on fiduciary rule
RETIREMENT PLANNING AUG 11, 2015
DOL to launch marathon of hearings on fiduciary rule

The four-day event, featuring 75 witnesses from all sides of the debate testifying on panels together, could get heated.

By Mark Schoeff Jr.
SEC commissioner: DOL fiduciary rule would create 'a mess'
RETIREMENT PLANNING AUG 11, 2015
SEC commissioner: DOL fiduciary rule would create 'a mess'

Daniel Gallagher Jr. says the agency should stand down and not finalize rulemaking.

By Mark Schoeff Jr.
Cyber criminals getting more aggressive and devious
FINTECH AUG 11, 2015
Cyber criminals getting more aggressive and devious

No matter how well you know your clients, don't shortcut security procedures.

By Sheryl Rowling
RIAS AUG 11, 2015
SEC works on rule requiring practice transition plans

The regulator wants advisers to develop continuity plans to avoid major disruptions to clients and markets.

By Mark Schoeff Jr.
Envestnet deal puts personal financial data aggregation center stage
FINTECH AUG 10, 2015
Envestnet deal puts personal financial data aggregation center stage

With the firm's latest acquisition of Yodlee, advisers are reminded to take advantage of big data in clients' accounts.

By Alessandra Malito
Smartphone security should be the No. 1 priority for advisers accessing client data on the go
FINTECH AUG 10, 2015
Smartphone security should be the No. 1 priority for advisers accessing client data on the go

Hacking isn't just on desktops — mobile devices are the new battleground.

By Alessandra Malito
FINTECH AUG 10, 2015
Why advisers should set up an in-house video studio

Fidelity finds video is a useful vehicle for timely, targeted messages to emerging investors.

By Liz Skinner
Rep. Ann Wagner gets three other House members to call on DOL to withdraw fiduciary proposal
RETIREMENT PLANNING AUG 10, 2015
Rep. Ann Wagner gets three other House members to call on DOL to withdraw fiduciary proposal

Rep. Ann Wagner and three colleagues on the House Financial Services Committee are seeking additional signatories on letter to Labor Secretary Thomas Perez.

By Mark Schoeff Jr.
Use exit interviews to ensure employees are happier than Amazonians
PRACTICE MANAGEMENT AUG 09, 2015
Use exit interviews to ensure employees are happier than Amazonians

Ask departing employees certain questions to uncover bad morale or other issues

By Liz Skinner
FINTECH AUG 07, 2015
Wealthbox CRM integrates instant messager Slack into adviser tech platform

Having a virtual chat room in the office boosts teamwork and productivity, proponents say.

By Alessandra Malito
Retirement accounts are hitting new highs, which is good news for advisers
EQUITIES AUG 07, 2015
Retirement accounts are hitting new highs, which is good news for advisers

<i>Breakfast with Benjamin</i>: Investors are really starting to sock money away for retirement, which is good news for advisers.

By Jeff Benjamin
BROKER DEALERS AUG 07, 2015
Cetera closing J.P. Turner, offering some brokers jobs at Summit

CEO Larry Roth claims the move is not part of any widespread consolidation within RCAP's retail brokerage division.

By Bruce Kelly
PRACTICE MANAGEMENT AUG 07, 2015
The great wealth transfer is coming, putting advisers at risk

By Liz Skinner
PRACTICE MANAGEMENT AUG 07, 2015
Raymond James sets record recruiting $2.4 billion Morgan team

The St. Petersburg, Fla.-based firm, which has focused on attracting veteran advisers from wirehouses or boutique firms, scored the largest coup in its 54-year history with the addition of a $2.4 billion team from Morgan Stanley Wealth Management.

By Mason Braswell