What a fee policy statement really needs

The devil is in the details to ensure retirement plan advisers are not at risk of a regulatory breach

Feb 28, 2014 @ 10:44 am (Updated 9:31 am) EST

There's a new offering that some retirement plan advisers are adding to their businesses to set them apart from the competition: a fee policy statement.

A fee policy statement details who is paying what in each plan. But advisers should look out — both retirement plan committees and fiduciaries need to know exactly what goes into a fee policy statement to make sure they are not at risk of a regulatory breach. Here InvestmentNews series/features editor Christina Nelson talks with reporter Darla Mercado about her story. Read more on this and other topics in the Retirement Plan Adviser Special Report.

  @IN Wire

Apr 23 09:00PM
Behavioral Economics Blogs? http://t.co/9Dj2s0jqTo
Apr 23 06:54PM
Size of Fidelity & BlackRock foreign subsdiaries triggered systemic risk review http://t.co/0ZYakcfRNm

Career Center

Explore your opportunities and be informed for your next move.

Company Type
Firm Type
Clearing Firm
Presented by

Most Watched Video

7:12The 2 biggest factors driving growth in active ETFs

Ugo W. Egbunike Dir. Of Business Development, ETF.com Greg Crawford Deputy Editor, InvestmentNews

Video Spotlight
1:47People are Living Longer. Good News or Bad News?

Sponsored by Oppenheimer Funds Inc.