White papers and reports

InvestmentNews presents the latest and most targeted thought leadership for the financial industry.

Nationwide Retirement Institute®
Fiduciary responsibility has become a hot industry topic. As your clients become more aware of changes to the law, questions may come your way. Many may wonder how the revised fiduciary regulations could change their relationship with you.
Firms are stuck with costly, manual processes that don’t scale well with all of the new types of communications that must be supervised, but there are simple steps they can take to turn supervision around.
Download our brochure to explore how Commonwealth’s specialized services and one-on-one consulting can help you refine and grow your retirement practice.
Northern Trust
The findings of the latest Northern Trust study of third-party investment management use among advisers reveal the many reasons why outsourcing works — and why a sizable number of advisers continue to prefer managing client assets themselves. Find out what advisers in every channel and at firms of all sizes are doing, and decide whether investment management outsourcing makes sense for you.
Advent Software
Leveraging Technology to Drive Profitability, Scale, and Growth. More and more, advisors are asking for tools to provide better engagement with their clients, tools such as financial planning, risk alignment, and wealth reporting. And, they want it all in one easy to use application. Read how advisors today who invest in this type of technology realize 45% higher incremental profitability than other advisors. Read more.
October 12, 2016
PNC Capital Advisors
Populism is a growing, increasingly global phenomenon that isn’t confined to the United States in this current election season. In “The Rising Tide of Populism”, Martin Schulz, managing director, International Equity, discusses the trend and its potential implications for investors.
LiveOak Bank
Live Oak Bank has seen rapid growth in advisor borrowing since 2013. Access to capital in the investment advisor industry has helped fuel the already rising trends of business transitions – whether that’s acquisition, succession or expansion. So how are advisors using this new access to capital to build their businesses? In this white paper Live Oak has compiled a variety of internal data to find out.
Orion Advisor Services
When it comes to building a successful advisory firm, choosing the right technology can often be as important as choosing the right employees. This resource offers some great technology options that can help you scale and grow.
TD Ameritrade Institutional
Many financial advisors increasingly understand the potential benefits of “going independent,” though there are still misconceptions around what it means to be a Registered Investment Advisor (RIA).Becoming an RIA is a big step, so it is important to know the facts before making a transition. This piece is intended to bring to light the common myths about RIA firms, and arm you with information about the realities of what it truly means to go independent.
Redtail Technology
If your office has implemented a CRM tool, or if you are considering doing so, you should be aware of one of the biggest barriers to achieving the goals that prompted your decision to begin using a CRM. That barrier is the challenge of user adoption.
The Royce Funds
Can the shift to value account for the improved relative results for many small-cap active managers in the last year?
Are a company’s efforts to improve its sustainability a better gauge of future success than its current ESG score?
Is your firm paying competitive compensation and employee benefits? Find out now by ordering the 2013 Compensation & Staffing Study, which highlights comprehensive compensation benchmarking data on 24 advisory firm job positions and outline current trends in owner compensation.
Our bi-annual study on the financial performance of advisory firms provides industry benchmarks on advisory firm financials including common-sized income statements, balance sheet and key performance ratios.
The industry's first-ever succession planning study offers key strategies for increasing the transferability & value of your business, while also highlight financing and valuation options.
The 2013 InvestmentNews Adviser Technology Study provides actionable information to advisers, along with the latest solutions to help them drive profitability, efficiency and growth. This research solves for a critical need for independent advisers, given how fragmented the independent adviser business can be and the absence of a comprehensive resource for assessing the best practices and procedures of peers.

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For more information on posting your research on our website, contact Mary Meagher at (212) 210-0115 or mmeagher@investmentnews.com.