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Bruce Kelly

Senior Columnist

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Bruce Kellyhttp://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20160927182119

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

Talk-show radio host and adviser Ray Lucia Sr. still fighting SEC bar in appeals court

Sep 26, 2016

Nearly three years after he was thrown out of the securities industry, the adviser has filed another appeal

Securities America acquires another broker-dealer

Sep 26, 2016

Purchase of Wall Street Financial Group is the firm's ninth and second in as many months

Brokerages walking away from arbitration awards

Sep 23, 2016

Finra has been unable to find a way to ensure investors get paid what they are owed

W.P. Carey CFO Hisham Kader to resign; ToniAnn Sanzone appointed interim chief financial officer

Sep 23, 2016

He is the second top executive to leave the company this year

DOL fiduciary rule to cost the securities industry $11B by 2020: study

Sep 21, 2016

Independent broker-dealers expected to be hardest hit, with a 22% loss in revenue

DOL fiduciary rule's unintended consequence: higher fees for investors

Sep 16, 2016

As broker-dealers move toward uniform commissions to comply with the Labor Department rule, investors could end up paying higher prices than in an unregulated environment

Cetera to sell broker-dealer that focuses on retirement plans for teachers

Sep 14, 2016

The sale of the assets includes 350 advisers and operates under the broker-dealer holding company Legend Group Holdings

Stifel to acquire Indiana underwriter, wealth manager

Sep 13, 2016

City Financial Corp., which is being acquired by Stifel, is an independent investment bank focused on wealth management and municipal underwriting in the Midwest

Nicholas Schorsch could be in government's cross-hairs

Sep 9, 2016

Securities attorneys say prosecutors may try to 'flip' indicted CFO Brian S. Block to get to former REIT czar

Ex-CFO at REIT formerly controlled by Nicholas Schorsch indicted

Sep 8, 2016

Brian S. Block is being charged with overstating financial performance at American Realty Capital Properties Inc., now known as Vereit

View all stories by Bruce »