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Bruce Kelly

Senior Columnist, Independent Broker-Dealers and Wirehouses

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Bruce Kellyhttp://www.investmentnews.com/apps/pbcsi.dll/persbilde?Avis=CI&ID=BKELLY&maxw=220&cci_ts=20180218051731

A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.

Recent Articles

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In deregulated environment, Ameriprise may be moving back into retail banking

Feb 16, 2018

By acquiring or launching a bank, the firm would be able to recapture more profits from holding cash deposits

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Newbridge target of investor complaints over REIT sales

Feb 13, 2018

Firm could face two dozen suits from police, firemen and other Philadelphia public employees alleging millions in damages, according to two attorneys handling the claims

LPL-Main

As LPL buys broker-dealers, its rivals also benefit

Feb 8, 2018

Competitors like Cetera and Advisor Group are seeing recruiting gains from LPL's NPH purchase.

business people data-Main

Preaching calm, veteran advisers prepped clients for market drop

Feb 6, 2018

Pullback had been expected as economy's strength fed inflation fears

dininno Alternatives-Main

Seller of alternative investments in fight over car dealerships

Feb 5, 2018

GPB Capital sued a former business partner, alleging he reneged on a transaction

LPL-main

LPL Financial signs up 953 NPH advisers and $34.4 billion in assets

Feb 1, 2018

Broker-dealer says it is on track to bring over 70% of NPH revenue as part of its acquisition

rogue-main

Finra expands crackdown on rogue brokers

Jan 31, 2018

Regulator will also start looking at brokers who work alongside high-risk brokers or associate with them

idea

FSI urges members to engage regulators, lawmakers

Jan 30, 2018

Financial Services Institute challenges members to engage regulators, political leaders on key issues

cyber2

This is the No. 1 cybersecurity threat to financial advisers, experts say

Jan 30, 2018

Phishing, or sending emails from supposedly reputable companies in order to get individuals to reveal personal information, leads the list of scams

ibd

Independent broker-dealers are stepping up their game on recruiting from the wirehouses

Jan 27, 2018

Independent broker-dealers have narrowed the gap between themselves and the wirehouses and are able to attract more quality brokers from the Big Four

View all stories by Bruce »

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