Regulation And Legislation

Stifel star broker, Chuck Roberts, leaves firm under cloud of investor complaints

Stifel star broker, Chuck Roberts, leaves firm under cloud of investor complaints

Stifel – so far - is on the hook for more than $166 million in damages, legal fees and settlements in investor complaints involving Roberts, a 35-year industry veteran.

Equities

Trump threatens Canada with 35% tariff from August 1

US president also warns of new tariffs on other countries.

Equities

Are markets becoming immune to tariff shocks?

Traders appear to be desensitized but that could be a problem later.

Equities

Stock rally to continue but lose steam by year-end, says BofA

Strategists say clients are expecting a stellar earnings season.

Alternatives

Bitcoin at $120K? Options traders believe it's coming

The cryptocurrency could go even higher late in the year.

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SPONSORED How advisors can build for high-net-worth complexity

Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.

SPONSORED RILAs bring stability, growth during volatile markets

Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.

Trending Topics

RIA moves: The Mather Group, Brand Asset Management announce deals
RIA News

RIA moves: The Mather Group, Brand Asset Management announce deals

Consolidation continues in US wealth management industry.

US broker-dealer fintech aims for global footprint as it acquires international firm
Fintech

US broker-dealer fintech aims for global footprint as it acquires international firm

Tech company democratizes access to US trading infrastructure.

Market rotation swings momentum toward S&P 500 underperformers
Equities

Market rotation swings momentum toward S&P 500 underperformers

Energy has emerged as July's top performer so far, while bets around AI, US dollar weakness and other themes start to flag.

Why Hawaii may be a blue ocean for advisor AUM growth
Practice Management

Why Hawaii may be a blue ocean for advisor AUM growth

Research shows advisors in the Aloha State could see more than $900 million in client assets on average, while fierce competition places New York near the bottom in state rankings.

Ex-CBIZ CIO Anna Rathbun bets on alts in solo RIA launch with music twist
Alternatives

Ex-CBIZ CIO Anna Rathbun bets on alts in solo RIA launch with music twist

Former CBIZ chief investment officer Anna Rathbun wants her new Cleveland-based Grenadilla Advisory to treat clients with the same "compassion and connectivity" she shares with audience members as a singer of classical music.

Small business retirement plan options on the rise, says Ascensus CEO
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Videos

Small business retirement plan options on the rise, says Ascensus CEO

David Musto, CEO of Ascensus, sits down with InvestmentNews anchor Gregg Greenberg to highlight the challenges faced by small businesses seeking to offer retirement plans to employees, as well as ways to overcome them.

BlackRock strategist explains why bond ETFs are seeing massive inflows
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Videos

BlackRock strategist explains why bond ETFs are seeing massive inflows

Dhruv Nagrath, director of fixed income strategy at BlackRock, sits down with InvestmentNews anchor Gregg Greenberg to discuss the massive inflows into fixed income ETFs so far in 2025, as well as the forces driving them.

How Robinhood bridges the gap between retail investing and private wealth services
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Videos

How Robinhood bridges the gap between retail investing and private wealth services

Steph Guild, chief investment officer at Robinhood, sits down with InvestmentNews anchor Gregg Greenberg to discuss how Robinhood is bridging the gap between everyday investors and private wealth services.

Nuveen strategist highlights top second half portfolio construction trends
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Videos

Nuveen strategist highlights top second half portfolio construction trends

Brian Griggs, head of portfolio strategy & solutions at Nuveen, sits down with InvestmentNews anchor Gregg Greenberg to highlight the top portfolio construction themes and trends heading into the second half of 2025.

Wealth management M&A not slowing down. Here's why
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Videos

Wealth management M&A not slowing down. Here's why

Martine Lellis, principal M&A partner development at Mercer Advisors, sits down with InvestmentNews anchor Gregg Greenberg to highlight the forces driving another record year for M&A in the wealth management business.

Vestwell CEO: America facing "new savings crisis"
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Videos

Vestwell CEO: America facing "new savings crisis"

Aaron Schumm, Founder and CEO at Vestwell, sits down with InvestmentNews anchor Gregg Greenberg to highlight America's "new savings crisis" and how Vestwell intends to solve it.

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