Displaying 3735 results
Are advisers investing client assets in Bitcoin?
Clients are curious about the recent boom in cryptocurrencies, but volatile performance records are keeping some advisers on the sidelines
New fund brings private equity to the accredited masses
Bow River fund bets a Biden administration won't kill the PE market
Bitcoin rally screeches to a halt
The cryptocurrency posted its biggest drop since March after a spectacular new-year rally
Bitcoin breaches $34,000 as rally continues in new year
The world's largest cryptocurrency topped $34,000 just weeks after breaching $20,000 in December
Ex-insurance agent at heart of alleged $2.5 million fraud
Julie Ann Moskin and Retire Happy received fees for selling dubious securities, according to Massachusetts Secretary of the Commonwealth William Galvin
SEC’s amped-up oversight of complex financial products expected to continue under Biden
Agency says advisers, brokers must apply ‘heightened scrutiny’ to sales of risky ETPs
SEC slams Voya Financial with $23 million penalty for conflicts at RIA
The conflicts of interest ranged from 12b-1 fees to cash sweep accounts to alternative investments
How much are nontraded REITs really worth?
Advisers don't like it when REIT valuations bounce all over the place
Maxine Waters urges Biden administration to overturn Reg BI
The Chair of the House Financial Services Committee also targeted rules surrounding opening up private markets
Fund companies see target-dates adding annuities in future: Report
The all-in-one products could also eventually include private equity, Cerulli Associates found
Hottest debate on Wall Street is Bitcoin versus gold
Bitcoin shot to a record just as billions of dollars have fled gold, renewing arguments about whether the digital currency can rival gold as an inflation hedge
Macquarie and Wilshire to offer private investments fund
Delaware Wilshire Private Markets Fund has $25,000 minimum
Gold and copper set for best week since July
Precious metals rallied as Joe Biden advanced in the presidential race
SEC eases rules for accessing private securities markets
The changes modernize private market rules and make it easier for small companies to obtain financing, according to SEC Chairman Jay Clayton
Mall REITs dragged into bankruptcy by retail carnage
Pennsylvania Real Estate Investment Trust and CBL & Associates Properties cited pandemic-induced pressures on their tenants and, in turn, themselves
Gold falls to one-month low amid pandemic worries
Concerns about the renewed rise in coronavirus cases has shifted safe-haven buying to the dollar
Speculators reverse big Nasdaq short
The buying comes after hedge funds had driven net short bets to the highest level since before the financial crisis
The SEC’s push for more alts and private placements is the wrong move at the wrong time
Plenty of examples prove the regulator's efforts are out of step with the market
SEC proposal would allow ‘finders’ to pitch unregistered securities
While approved for public comment, Democratic commissioners voiced concerns over investor protections
Second Trump term could be boon for private market offerings
If Chairman Jay Clayton leaves the SEC, a Republican successor likely will pick up the mantle