Displaying 3721 results
GPB Capital reports decline in value of two biggest funds
One has dropped by 25.4% and the other by 39%, according to the company.
DoubleLine CEO Gundlach sees golden opportunity to hedge market risk
Slowing economy and a nervous Fed have advisers rethinking the controversial metal.
SEC exploring how to give more investors access to private placements
Agency seeks comment on easing limits on eligibility, investment amounts.
Fidelity’s National Financial raises more questions about GPB private placements
No clear value to GPB securities puts them at odds with firm's policy over alternative investments.
Wealthy families are adding forests to their portfolios
Bank of America's Specialty Asset Management group manages $13.6 billion for individuals and institutions looking for timberland, farms, ranches, energy interests, or real estate.
As market indicators go, the president trumps everything
Quantifying news reports about Trump can help predict where markets are heading.
FS Investments and KKR merging more BDCs
This time, the managers are combining four nontraded BDCs into one $9 billion company.
Movie director’s family office looks at investments through an ESG lens
James Cameron and his wife are focused on companies involved in plant-based nutrition.
Selling your firm, even if you’ve never thought about it
The advisory industry is consolidating, and firms that think they might want to do something at some point should explore their options.
Advisor Group expected to be sold for $2.3 billion
Private equity buyer would grab a 75% stake in IBD network that produced $1.7 billion in revenue last year and has nearly 11,800 advisers.
Reverence Capital Partners buys Advisor Group
The B-D network produced $1.7 billion in total revenue last year.
Investors start to sue broker-dealers that sold GPB private placements
Clients allege lack of suitability and due diligence by B-Ds.
Fidelity to start trading bitcoin
Move puts firm a step ahead of top competitors on sidelines
Is time running out for advisers who sold GPB private placements?
GPB Capital is now a year late in making important financial information public. Finra could discipline brokers who sold the private placement.
ETrade to add cryptocurrencies to platform
Firm will start with bitcoin and Ethereum.
Centerbridge said to be in talks to buy Advisor Group
Advisor Group's independent broker-dealer network in the U.S. has more than 7,000 advisers.
Massachusetts charges adviser with concealing information in marijuana deals
Frederick V. McDonald, Jr. allegedly failed to disclose risks and his own conflicts.
Thirst for diversification leads more advisers to interval funds
They're trading liquidity for access to asset classes normally out of reach for retail investors.
Sales of unregistered securities are a growing problem that’s harming investors — and the industry
The practice is giving the industry a black eye — so what can financial advisers do to stop it?
A digital twist on investing in rare collectibles
Investors can buy shares of automobiles and artwork without actually owning a physical car or painting.
