Displaying 3709 results
FTX co-founder admits multibillion-dollar fraud
The crypto exchange collapse is being played out in court.
New crypto SMA platform to launch for wealth advisors
The platform will provide advisors with secure and regulated access to digital assets.
SEC’s ‘cryptos are securities’ court appeal denied
Regulator cannot challenge federal court judge’s ruling on Ripple Labs’ digital currency.
Millennium in trading deal talks with external hedge fund
The $60B AUM fund is reportedly mulling investing with a third party to unlock access to more than 100 investing teams.
Celebrity investors have outperformed the average S&P 500 returns for 20 years
The top performing A-lister has seen triple-digit returns on their net worth.
Massachusetts, Finra fine Fidelity $1.65 million, alleging lax standards for options trading
Galvin cites Fidelity's “half-hearted and lackadaisical attitude” on approving clients to trade risky securities.
As SEC delays approving spot bitcoin ETFs, ethereum futures get a nod
But advisors who want crypto ETFs are waiting for spot products, observers say.
Investors should ‘warm up’ to funds of funds, Opto says
Many investors may shy away from such funds because of their fees.
Bitcoin ETF review delayed again by SEC
The regulator has paused decisions ahead of a government shutdown.
Broker who sold GWG bonds faces deluge of investor complaints
'I intend to vigorously defend myself against these claims,' broker Tony Barouti states.
Hero to zero: Most NFTs are now worthless, says new report
Once hailed as the exciting new thing in digital assets, non-fungible tokens have slumped.
Some big investors are skeptical on direct lending craze
Transparency and lack of liquidity is concerning some institutional investors.
Carlyle takes stake in Captrust
After GTCR's 2020 deal for a portion of the RIA, additional private equity money will help the firm continue its buying streak.
Citigroup launches digital token service
The firm is widening its digital assets offering to institutional investors.
Three trends emerging in customization of $1.5T private credit funds market
AIMA affiliate study reveals how the global asset class is evolving.
Alts platform CAIS keeps building
Since its launch in 2009, CAIS has facilitated over $25 billion in transactions involving financial advisors.
Tom Berthel steps down as CEO of Berthel Fisher B-Ds, remains at holding company
Berthel Fisher has been known to sell a variety of alternative investments, which at times can be expensive and volatile.
New leader of state regulators places emphasis on ‘risky’ digital assets
Hodgepodge of different regulations needs addressing, says securities lawyer.
SEC hits YieldStreet with $1.9M penalty linked to shipping investment
YieldStreet failed to disclose heightened risk, according to the SEC.
Alts allocations by LPs to rise along with use of AI, survey reveals
Limited partners and asset allocators appear wary of more volatile asset classes.
