Sale of Sanders Morris Harris unit clears way for deal with Fletcher
Wealth management company Sanders Morris Harris Group Inc. said Monday that it closed on the sale of its primary capital markets division to Madison Williams Capital LLC.
Michael Vick’s ex-adviser tossed in jail
Judge sentences Mary Wong to fmore than ive years in prison for Ponzi scheme
Pastor-turned-investment-manager gets jail for fleecing the flock
Reeves receives 54-year prison sentence for Ponzi scheme targeting church members; selling 'the Lord'
John Elway’s ex-adviser cops to $71M investment scam
Mueller pleads guilty to ripping off the Hall of Fame quarterback, 64 other clients; 'he's accepting responsibility'
A year later, Jewish charities still hurting from Madoff blow
Nancy Falchuk will never forget the phone call. She was in Boston, it was raining and the news…
Envestnet shares close higher after IPO prices low
Envestnet Inc., a Chicago company that provides Web-based services for financial advisers, expects to raise more than $31 million in net proceeds this week in an initial public offering.
Financial adviser gets 8 years in jail for $4.5M swindle
Stephen Clifford used investment money to pay his mortgage, alimony, and daughter's college tuition.
For sale: Getaway vehicle for adviser who faked plane crash
Looking for an escape vehicle? You could soon own the red motorcycle an Indiana money manager used to speed off into the Gulf Coast wilderness after crashing his plane in a bogus suicide attempt to avoid his legal and marital woes.
Asset manager won’t be ‘bullied’ by Cuomo
Steve Rattner in fighting mood, as onetime boss of Quadrangle Group tangles with N.Y. AG
Finra fines Goldman for failing to disclose broker probe
Industry regulators have fined Goldman Sachs $650,000 for failing to disclose that two of its brokers, including the executive accused of leading the mortgage securities deal that brought civil fraud charges against the firm, were under investigation by the government.