A former middle school and high school English teacher, Bruce Kelly started at InvestmentNews in 2000 as the brokerage reporter after a two-year stint at sister publication Pensions & Investments. He writes a bi-weekly, award winning column, On Advice, and covers the independent broker-dealer industry.
WMA Securities Inc., in trouble recently with state regulators, is facing new problems: former brokers who claim that…
During the 35 years that Benjamin F. Edwards III has been at the helm of the firm his…
Charlotte, N.C., is the fastest-growing market for no-load funds sold directly by mutual fund companies, according to data…
Coming off a good year, hedge funds are trying to broaden their appeal and grab more dollars from…
Broker-dealers that sell online stock baskets or customized portfolios are gunning for the business of financial planners and…
Football’s Super Bowl is over, and the big winner is — Raymond James Financial Inc. The St. Petersburg,…
Keith Hartstein is a bit of a performer. And the John Hancock Funds executive says he’s always refining…
Over the last 10 years a remarkable economic boom has transformed a nation and generated an unprecedented tidal…
Not all high-tech companies saw their stocks tank last year and not every tech exec took a bath…
The Nasdaq Stock Market Inc. should wrap up its second private-placement offering this month, but the deal is…
