Christine Idzelis
InvestmentNews reporter. Twitter: @CIdzelis
InvestmentNews reporter. Twitter: @CIdzelis
McCullough & Sparks Wealth Management opens office in Kenosha, Wis.
Donald Lee Watson Jr. allegedly claimed he produced more than $700,000 in revenue when hired last year.
Advisers will get loans to help cover earnings shortfall following firm's decision to ban commissions. (More: Merrill tells advisers to stop selling mutual funds in brokerage IRAs)
About 70% of Medicare beneficiaries are protected by a “hold harmless” provision.
Clients may choose fee-based or self-directed retirement accounts.
Move to fee-based IRAs gave consideration to SEC's view of other brokerage accounts at firm.
Mortgage balances rose 9% and securities based lending portfolios were up 6% from a year ago
Unconfirmed New York Post story revives old rumor that Swiss company may want to sell its U.S. brokerage house.
The firm is eliminating potnential conflicts of interest before the DOL fiduciary rule take effect next year
Three-person team produced $1.5 million in annual revenue
