Do you really want states to take the lead on fiduciary?
The Trump administration's proposed delay in the implementation of key parts of the DOL's fiduciary rule has opened a can of worms for the financial services industry.
Special needs planning experts crave help from generalist peers
Planners should serve where they are truly needed.
Harvey and Irma — Reminders that advisory firms need solid continuity plans
Clients, shaken by the scale of hurricanes, will be in need of their financial advisers' reassurance that their assets are safe and accessible.
Action must be taken to make Finra more accountable
The SEC or Congress should consider forming an independent commission to consider Finra's future.
Making the most of another delay in the DOL’s fiduciary rule
The worst outcome would be if the regulation is gutted after the review.
Financial advice industry has a role in opioid crisis
It's up to financial advisers to keep clients safe from financial fraud or exploitation at the hands of a loved one who is trapped in the clutches of addiction.
Understanding algorithms is key to gauging robo fiduciary status
Regulators must learn new techniques and skills to examine robo-advisers for their adherence to the fiduciary standard.
Health-insurance reform uncertainty hampers advisers’ ability to counsel to clients
Advisers preparing new financial plans are flying blind when it comes to clients' health-care needs.
CFP Board proposal another signal fiduciary is the future
The organization's efforts are another signal that the fiduciary movement is picking up steam; advisers should let their opinions be known.
Assessing the future of the financial advice industry
Financial advice will learn a lot from a world based on efficiency.