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Displaying 108 results

Topic

Do you really want states to take the lead on fiduciary?

The Trump administration's proposed delay in the implementation of key parts of the DOL's fiduciary rule has opened a can of worms for the financial services industry.

Topic

Special needs planning experts crave help from generalist peers

Planners should serve where they are truly needed.

Topic

Harvey and Irma — Reminders that advisory firms need solid continuity plans

Clients, shaken by the scale of hurricanes, will be in need of their financial advisers' reassurance that their assets are safe and accessible.

Topic

Action must be taken to make Finra more accountable

The SEC or Congress should consider forming an independent commission to consider Finra's future.

Topic

Making the most of another delay in the DOL’s fiduciary rule

The worst outcome would be if the regulation is gutted after the review.

Topic

Financial advice industry has a role in opioid crisis

It's up to financial advisers to keep clients safe from financial fraud or exploitation at the hands of a loved one who is trapped in the clutches of addiction.

Topic

Understanding algorithms is key to gauging robo fiduciary status

Regulators must learn new techniques and skills to examine robo-advisers for their adherence to the fiduciary standard.

Topic

Health-insurance reform uncertainty hampers advisers’ ability to counsel to clients

Advisers preparing new financial plans are flying blind when it comes to clients' health-care needs.

Topic

CFP Board proposal another signal fiduciary is the future

The organization's efforts are another signal that the fiduciary movement is picking up steam; advisers should let their opinions be known.

Topic

Assessing the future of the financial advice industry

Financial advice will learn a lot from a world based on efficiency.