Dan Jamieson
Dan was Senior Editor at InvestmentNews from 2005 to 2013, before moving on to become Editor at large for Financial Advisor magazine. Check out his video bio here. Connect with him at LinkedIn here.
Shareholders Service boss: We’re not for sale
But Mangan says SSG has been approached by big companies; not interested
Emerging-markets investors are becoming more cautious
Financial advisers in recent years have piled into emerging markets for the superior growth and the diversification benefits.
Outsourcing RIA oversight a ‘non-starter’
A proposal to allow advisory firms to outsource routine compliance exams, rather than rely on government auditors or a self-regulatory organization, is already facing head winds from the brokerage industry
Broker-hiring protocol seeing more dropouts
The brokerage industry's recruitment protocol, which is credited with reducing litigation when advisers change firms, might be becoming a victim of its own success
Ousted Krawcheck could be bounced from Finra board
It may not be her biggest concern right now, but the recently departed Sallie Krawcheck will have to land a new gig at a large brokerage firm or resign her newly won seat on Finra's board
Ex-Schwab pro launches M&A, succession advice business
The former managing director of strategic business development at Schwab Advisor Services, has launched his own consulting practice.
Raymond James to ramp up custody unit
Raymond James executives are taking steps to boost the profile of the firm's small custody unit, and they are hinting at bigger things to come
Playing matchmaker
A new website, Joinafirm.com, aims to be the eHarmony for financial advisers
Pershing to roll out browser version of NetX360
December launch will replace NetXPro.
Be kind and unwind: Finra warns about trading in Blockbuster shares
Recent runup in share price of bankrupt video retailer prompts caution from regulator
