Dan Jamieson
Dan was Senior Editor at InvestmentNews from 2005 to 2013, before moving on to become Editor at large for Financial Advisor magazine. Check out his video bio here. Connect with him at LinkedIn here.
Election disaffection
President Barack Obama could face the same fate as George H. W. Bush did in seeking re-election.
Finra beefs up online disclosures of brokers’ disciplinary info
Virtual database of actions replaces old paper-based system; not a response to BrightScope, spokeswoman says
Pensco pulls off ‘game changer’ of an acquisition
Purchasing IRA business of Lincoln Trust; larger custodians dumping nontraditional investments
Wachovia appeals $1.1M arb loss over reps who fled for Stifel
Wachovia Securities LLC on Friday filed a court action to vacate a $1.1 million arbitration claim the firm lost last month.
Stifel reps go after Wachovia for seeking restraining order
Four brokers who won a $1.1 million arbitration award against Wachovia Securities LLC last month are asking a federal court to punish the firm for what they say are misrepresentations it made in getting a temporary restraining order against them.
Wachovia/Wells to appeal verdict in raiding case
The bad blood between St. Louis crosstown rivals Stifel Nicolaus & Co. Inc. and the former Wachovia Securities LLC continues.
Wachovia ordered to pay $1.1M after panel rejects its raiding claims
A Finra arbitration panel yesterday rejected a raiding claim brought by Wachovia Securities LLC against Stifel Nicolaus &…
New service aids ETF use in 401(k)s
Folio Institutional and unitZXchange partnership makes it easier to use mix of assets in plan accounts
Finra-Schwab dispute heats up
Flap stems from brokerage's new arbitration agreement prohibiting customers from filing class action
Price tag for franchises at Schwab revealed
Financial details of Charles Schwab & Co. Inc.'s branch-franchising program have been revealed, and the early reviews as to how franchisees will fare are mixed
