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Doug Cubberley

Doug was Assistant Managing Editor at InvestmentNews from 2010 to 2012, before moving on to Investopedia.com as Senior Supervising Editor. Connect at: Linkedin

Displaying 399 results

Topic

Advisers reaching out to clients in wake of Japan disaster

Investment advisers took to their phones or e-mail to answer client concerns about the possible effect of the crisis in Japan on their investments and on the U.S. recovery in general, according to an InvestmentNews website poll conducted this week.

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Citadel cuts E*Trade stake to under 10%

E*Trade Financial Corp. said Citadel LLC will sell shares of the online brokerage, cutting its stake to less than 10%, after it sold almost 24 million shares less than two months ago.

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Pimco not seeing fund redemptions in Asia: El-Erian

Pacific Investment Management Co. hasn't seen redemptions from Asia investors following last week's earthquake in Japan, Chief Executive Officer Mohamed El-Erian said.

Topic
  • March 16, 2011

Ex-National Lampoon CEO found guilty of fraud

Found guilty of all 10 counts of wire fraud and one count of securities fraud, each punishable by as long as 20 years in prison, and one count of conspiring to commit those crimes

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  • March 16, 2011

KPMG warned HSBC about Madoff — twice

HSBC Holdings Plc was warned twice by auditors, in 2006 and 2008, that entrusting as much as $8 billion in client funds to Bernard Madoff opened it up to “fraud and operational risks.”

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Finra socks Southwest Securities again

Southwest Securities Inc., the Dallas-based brokerage fined this month over payments to municipal-bond advisers, will pay $650,000 to resolve claims over improper short sales that caused a $6.3 million loss for the firm.

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  • March 3, 2011

Former exotic dancer shopping book about ex-husband Kenneth Starr: Report

Ex-wife Diane Passage to divulge all of Starr's A-list clients' escapades

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401(k) balances hit 10-year high last year

Average balances of 401(k) retirement plans reached a 10-year high at the end of last year as workers…

Topic

Suddenly, bank loan funds drawing plenty of interest

Bank-loan funds attracted a record $5.2B in January, as investors sought protection from a rise in interest rates