Greg was a reporter for InvestmentNews from 2015 to 2019, covering defined-contribution plans, retirement planning, insurance, taxes and estate planning, before then moving to CNBC as a Personal Finance Reporter. He tweets at: @GregIacurci
Gregory T. Dean had admitted guilt a few weeks ago in a different case brought by the SEC.
The regulator issued an investor bulletin about indexed annuities that instead described a different product — a buffer annuity.
American Equity, American Financial Group, Lincoln National and Principal say lower interest rates are leading to reduced annuity payouts and, in some cases, lower sales.
The agency may have fixed a big tax problem for RIAs, but issues remain with many fee-based products.
Rules around net operating losses would take away a helpful cash infusion for businesses in years when they lose money.
The issue of marketing non-retirement-plan services by record keepers has cropped up in multiple recent lawsuits.
Plaintiffs claim the Northern Trust funds led to a 'swift and devastating blow' to participants' retirement savings.
Agency issued a private letter ruling to Nationwide indicating that pulling an advisory fee from the annuity doesn't create a taxable event.
Law taking effect Sept. 1 eliminates fee caps in place on some retirement products for teachers.
Claims that have resurfaced about a mutually beneficial financial relationship between MIT and Fidelity are similar to one in a prior case.
