Investment News Team
I would like to respond to recent comments of Sallie Krawcheck, chief executive of Citigroup Inc.'s global-wealth-management division, as quoted in "Krawcheck: Accept the F[iduciary] word" (InvestmentNews Daily, Nov. 8.).
National Financial Partners Corp. of New York has tapped Daniel Young as president and chief operating officer for its independent-contractor broker-dealer, NFP Securities Inc. of Austin, Texas.
Looking to protect your clients' long-term stock gains from market volatility? You might want to take a close look at two options strategies that help investors hedge their stock positions against abrupt falls.
The Securities and Exchange Commission should resist calls for it to require, at this time, greater disclosure of the business risks to companies from climate change.
Since 9/11, disaster recovery has taken on new meaning for the financial services industry.
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One of the most useful ways for the registered representative to envision the [arbitration] process is to realize that it is a marathon and not a sprint.
Financial planning pioneer Vern Hayden has sold his investment advisory firm, Hayden Financial Group LLC, for an undisclosed amount to Northeast Community Bank, a wholly owned subsidiary of Northeast Community Bancorp Inc. of White Plains, N.Y.
Kensington Investment Group Inc. in Orinda, Calif., makes a strong case for being uniquely suited to manage the first open-end mutual fund focused on the development and reinforcement of a worldwide infrastructure.
