InvestmentNews
Blass led the division’s work on updating rules for ETFs, BDCs and closed-end funds
Les Brun, co-founder of Ariel Alternatives, shares his vision for “Project Black,” the firm’s initiative to invest in middle-market companies to scale the number of minority-owned businesses.
The trade group files a comment letter with the SEC with suggestions on how to modernize disclosures
Meyer and a colleague spent two years adding Social Security income into their software that helps people deal with retirement income drawdowns.
Bryan Schneider affiliates through Professional Wealth Advisor in Downers Grove, Illinois
The former CEO of LPL is now busy funding and guiding fintech companies, many of which support advisers, through the venture capital firm he co-founded.
Kristen Kimmell and Maureen Kerrigan of RBC join the podcast to discuss RBC’s Women’s Association of Financial Advisors and the initiatives the firm has implemented to benefit women in financial services.
She’s the chief digital officer at Schwab, but Neesha Hathi doesn’t see herself as a techie.
Patrick Fontana and Michael Dunham move to Raymond James affiliate in Dallas
Participants contributed 7.6% of their pay, while employers put in 5.3%, the survey finds
