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Investment News Staff

Articles from the team here at InvestmentNews.com

Displaying 129 results

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JPMorgan adds 300 financial advisers

JPMorgan Chase & Co. had a big third quarter, with profits spiking by 23% -- but it also appears to have had a successful quarter, and year, recruiting financial advisers.

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BNY Mellon snags BlackRock exec to replace O’Hanley

Arledge tabbed to to run BNY Mellon's asset management unit; Wachovia connection?

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Ex-ING adviser Breard gets just under 7 years in prison for fraud

A Kirkland financial planner who looted her clients' investment accounts was sentenced to six years and eight months in prison by a federal judge who praised her for cooperating after she got caught.

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Star adviser Breard pleads guilty to fraud

Seattle celebrity stole nearly $9 million from 38 clients; surrenders three homes and dozens of vehicles

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Surprise audit trips up star financial adviser in Seattle

An unexpected visit by an ING Financial auditor uncovered a potential scam at Breard & Associates Wealth Management. Now, infomercial star Rhonda Breard faces fraud charges.

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After surprising showing, will Peter Schiff take on Lieberman?

Investment guru losses Senate bid to Linda McMahon, but hints at running in 2012

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Stifel snags Thomas Weisel in $300M merger

Stifel Financial Corp. and Thomas Weisel Partners Group Inc. said last week that they have reached a definitive agreement to merge operations in an all-stock transaction valued at more than $300 million.

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Invest in Others group gives $30K to aid Boston vets

The Invest in Others Charitable Foundation held its second annual 5K run/walk event in Boston today and the…

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Ponzi scheme lands woman in federal pen

A Southern California woman has been sentenced to five years in federal prison for an investment fraud that cost victims $6.1 million

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Knight Capital to buy Astor Asset Management

Knight Capital Group, Inc. announced that it has agreed to acquire Astor Asset Management, LLC in a cash and stock deal valued at around $20 million. Astor Asset is a money management firm that specializes in macro-economic strategy and ETF portfolio construction.