Jeff Nash was a reporter for sister publications Pensions & Investments and Financial Week before becoming Assistant Managing Editor at InvestmentNews from 2009 to 2012. He then moved on to be a Finance Editor at The Wall Street Journal and then Managing Editor at CNBC. Connect with him on LinkedIn.
After largely ignoring the Internet trading boom, many regional brokerages are grudgingly moving online, but the question is,…
A securities firm penalized for failing to monitor some of its 9,000 brokers has begun promoting a website…
Next week Wall Street will see whether Pittsburgh’s plan to be the first muni issuer to sell its…
A brokerage that trades securities for independent financial advisers has come up with a novel way to retain…
Linda Tripp’s lawyers are tapping into a whole new market: the brokerage industry. Kohn Kohn & Colapinto —…
General Electric Co. Inc. is trying to shed some light on its mutual funds and insurance offerings to…
Securities and Exchange Commission Chairman Arthur Levitt’s call for companies to provide investors equal access to company information…
As banks struggle to sell wrap accounts to their customers, Bill Tomko, 41, is here to help. The…
The presidents of two brokerages owned by SunAmerica Inc. have resigned, eroding the buffer between the top brass…
Fearless in the lion’s den, an official with the brokerage industry’s top lobbying group told state regulators last…
