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Jessica Toonkel

Jessica was a reporter for InvestmentNews from 2009 to 2011 before moving on to Thomson Reuters. As of 2022 she had become Deputy Media Editor at The Wall Street Journal. She tweets at: @jtoonkel

Displaying 373 results

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Janus rolls out a new value income fund

Janus Capital Group Inc. has introduced a value income fund using managers from both its internal fixed-income team and its Perkins Investment Management LLC subsidiary.

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SEC plans to revamp 12(b)-1 fees

The Securities and Exchange Commission has proposed eliminating the 12(b)-1 label, instead requiring fund firms to disclose 'marketing and service fees.' Those charges would be capped at 25 basis points.

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SEC expected to cap 12(b)-1 fees

The Securities and Exchange Commission on Wednesday is expected to propose revamping the structure of 12(b)-1 fees, according to people familiar with the situation.

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Utah judge tosses suit by rogue advisers

A Utah judge has thrown out a lawsuit filed by two former financial advisers who accused state regulators of violating their constitutional rights by bringing securities violations against them without proof of wrongdoing.

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Unicredit may sell Pioneer in pieces, sources say

Unicredit Group SPA will send out the pitch book next month for its Pioneer Global Asset Management SPA unit — with a breakup of the subsidiary likely, according to investment bankers familiar with the discussions.

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Federated looking to snap up more money funds, says Donahue

Acquisitive company looking at 'everything that goes by'; Pioneer Investments being eyed?

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Moving target: Sky-high turnover in Putnam’s TDFs

Data shows an 83% flip rate over past three years; firm cites revamp of Retirement Ready line

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AQR to offer mutual funds only through advisers

Retail investors will no longer be able to buy mutual funds from AQR Capital Management without going through a financial adviser, starting Oct. 30.

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Banned broker continued advising clients: Regulator

Permanently barred by Finra in 2008, adviser signed up clients anyway, Ohio claims; citizens group wants him out as town treasurer

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Client of barred broker commits suicide

A detective says Ross Brooks was considering filing criminal charges against former rep Kevin O'Brien; deceased jumped from third-floor apartment